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IN THE SUPERIOR COURT OF JUDICATURE FAST TRACK HIGH COURT SITTING AT ACCRA ON MONDAY THE 16TH  DAY OF APRIL 2012 BEFORE HIS LORDSHIP MR. N. M. C. ABODAKPI J.

_________________________________________________         

SUIT NO. AHR 5/2007

 

ALFRED TABIRU ALOA                           :           PLAINTIFF

 

VRS.

 

UNIVERSITY OF GHANA                                     :           DEFENDANT

__________________________________________________

 

PLAINTIFF – PRESENT

DEFENDANT - ABSENT

 

 

 

JUDGMENT:

                                       

            Plaintiff, who is an employee of Ghana Education Service, had applied and was admitted by the University of Ghana/defendant, to pursue a course of study in Soil Science at the Doctor of Philosophy [PhD], level in 2001/2002, academic year.

The pliant showed that, plaintiff was required to submit a research proposal audit/study Molecular Biology course, and conduct a research into his chosen field of study.

            He alleged he conducted Greenhouse and Laboratory experiment and analysis at the University’s ecological laboratory on all the objectives of the research proposal from January 2002 to December 2004, using the methodology stated in the said proposal.

            Furthermore, plaintiff alleged that a Supervisory Committee was appointed to supervise his research work and that, he had met the committee, on three occasions, submitted results and photographs of his research work to the committee.  And that drafts and abstracts of the thesis were submitted, and seminars were conducted as part of the course requirements, without any adverse findings from the Supervisory Committee.

            In addition, plaintiff alleged his work had earned him recommendation from the Supervisory Committee, in the form of research collaboration with University of Melbourne, Australia and yet when he submitted copies of his thesis, four thesis presentation forms with the attached fee, statement, to the Dean of Graduate Studies, through the Head of Soil Science Department, in 2005 but the thesis has not been examined up to date.

            The pliant in paragraph 12, 13, contain assertions of reasons why the thesis has not been signed.  And in paragraph 14, plaintiff cited section 33.2(1) of the Regulation on Graduate Study and University Examination, and averred that, it has been flouted.  In paragraph 15, plaintiff averred to the effect that the defendant/University be ordered to compel its employees to comply with its own regulation in respect of this dispute.

            Paragraphs 12 and 13 are reproduced below:

                                    “12: Plaintiff says further that due to some personal                                                    differences he had with his major supervisor, one                                                       Professor S.K.A. Danso, the said Professor Danso,                                                            conspired with his co-supervisors one DR Yaa Dufie                                                   Osei and withdrew their supervisory duties at the                                                         end of his research work”

            And in paragraph 13, plaintiff averred:

                                    “13: Plaintiff again avers that DR Stella Asuming –                                                      Brempong and DR John Ofosu-Anim in solidarity                                                       with his major supervisor have refused and or failed                                                     to sign the thesis to pave the way for its                                                                                examination.”

            In an amended statement of defence filed by the defence, it admitted paragraphs, 1, 2, and 3, which are averments in respect of the fact that plaintiff had been admitted to pursue a PhD, degree, in Soil Science.

            Again in paragraphs 4 and 5, defendant, admitted in part, the averments of plaintiff, that he had asked for an extension of his three years PhD programme or course duration by twelve months, also admitted is the averment that plaintiff had submitted a research proposal.  But ill health as the reason for the extension and the assertion that he had audited satisfactorily a course in Molecular Biology in the Biochemistry Department were denied.

            Furthermore, defendant admitted that a supervising committee had been appointed to supervise plaintiff’s research work, and that even though he met the committee on a number of occasions, whatever ‘research’ results and photographs submitted by plaintiff were not proven to be original.

And that serious adverse comments were made about the authenticity of the drafts and abstracts of the thesis submitted by the plaintiff.

            In paragraphs 11:

                                    “In answer to paragraph 11 of the statement of claim                                       the defendant says that the document submitted as                                                           thesis by the plaintiff has not been examined                                                                 because his supervisors have not signed them for                                                         good reason, as the plaintiff has refused to                                                                   authenticate them as genuine original works.”

And in paragraph 12, it is stated:

                                    “The defendant denies paragraph 12 of the                                                                   statement of claim and says that the plaintiff was insulting                                        to the said Professor. S. K. A. Danso for daring to make                                         comments on his academic performance yet the defendant                             bent over backwards to appoint fresh supervisors for the                                                 plaintiff”

            In paragraph 13, defendant averred that the supervisors refused to sign the thesis as there were serious doubt, about its genuineness and originality which the plaintiff was called upon to prove but he failed to do.

In conclusion, defendant denied that defendant has violated section 33.2 (1) of the Regulation on Graduate Study and University Examination or any other regulation, and therefore, the plaintiff is not entitled to his claims.

            Below are the claims plaintiff is seeking:

1.            A declaration that the failure and/or refusal of plaintiff’s supervisors to sign his thesis to pave the way for its examination is unlawful.

2.            An order to compel the defendant to order it’s employees appointed as plaintiff’s supervisors to sign the thesis in question to pave the way for it’s examination.

3.            Special Damages of GH¢20,000.00

4.            General Damages, and

5.            Cost.

 

            At the close of pleadings seven (7) issues were set down as the triable issues:

1.            Whether or not plaintiff’s application for one year extension at the end of the third year for the completion of his research and thesis was due to ill health.

2.            Whether or not the plaintiff audited a course in Molecular Biology in satisfaction of the course requirements.

3.            Whether or not the plaintiff conducted Green-house and laboratory experiment and did analysis at the University’s ecological laboratory on all the objectives of the research proposal starting from January, 2002 to December 2004, using the methodology stated in his research proposal.

4.            Whether or not the results and photographs of plaintiff’s research submitted to the Supervisory Committee were original;

5.            Whether or not plaintiff’s Supervisory Committee made any serious adverse comments about the authenticity of the drafts and abstracts of the thesis submitted by the plaintiff.

6.            Whether or not plaintiff has refused to authenticate his thesis as genuine original work, and

7.            Any other issue arising out of the pleadings.

            There are a few facts that are not in controversy.  These are the fact that, plaintiff applied and was admitted as a full time student, in 2001/2002, academic year, to pursue a course in Soil Science at the PhD level based on a Research proposal he submitted to the Board of Graduate Students.

Also not in dispute, is the fact that the course duration is three years, with 12 months extension, with a possibility of further extension for a year.

The fact that plaintiff applied for 12 months extension, and it was granted, and he submitted his thesis in June 2005, is not in doubt.

Furthermore, the fact that an impasse developed between plaintiff and the Supervisory Committee, which defendant tried to resolve is not in doubt.

            Following the above, issue one (1) listed on the Application for Direction is not a contentious one that needs consideration by this court.  Plaintiff had applied for and got his course duration extended for him for 12 months and ill-health was cited as the reason.

            The Research Proposal which has been accepted by the defendant/University of Ghana, requires that, plaintiff will study/audit Molecular Biology at the Masters level and at the Biochemistry Department, and whether this was done, plaintiff has to prove it.

He must also establish that he had conducted research at the Ecological laboratory, and submitted results, photographs etc to the Supervisory Committee.  And supervisory role or duty that the committee has to play in terms of the regulatory framework of the defendant/University are the facts in controversy, as encapsulated in issues, 2, 3, 4, 5, and 6.

These issues, touched on stages that every student at the PhD level must pass through, in order to earn a degree.  There are duties imposed and responsibilities thrusted on plaintiff and defendant or its agents/officials to carry out, in conformity with the laws and regulations, which establish the University, and which for that matter bind students and officials alike.  Plaintiff carries the burden of proof on these issues, it may shift to defendant in appropriate cases.

            In view of the reliefs endorsed, one issue which is so formulated as to cover the procedure to follow in a Ph Degree programme will be most appropriate context within which to outline, review and analyse the facts/evidence led.

            Thus in exception of the work of the Examination Board of the Graduate School, whether plaintiff has satisfied all the conditions that will entitle him to an award of the PhD, degree, he had pursued in Soil Science, this is the core issue in controversy.

            And the interpretation of Regulations: 9 and 31, 33 and 36 etc in EXHIBIT “D” is also crucial to the resolution of the traible issues.

It is subsumed under the general clause, as in number seven (7) namely, any other issues arising out of the pleadings.

            Plaintiff showed that he had been admitted as a student, to pursue a full time course in Soil Science, at the PhD level.  And EXHIBIT “A”, “B” and “C” which are graduate admission letter, dated 23rd July 2001, Acceptance of admission letter dated 1st August 2001, and University Registration form, respectively, are the exhibits, plaintiff offered in support to his admission as a student.

The testimony of plaintiff is that, he submitted a research proposal, which was very detailed, and that it was an original proposal that nobody had ever conducted research in that area in Ghana and elsewhere.  He tendered EXHIBIT “E” in support, the exhibit showed that the research at the PhD level, is on BRADYRHIZOBIUM REQUIREMENT OF PROMISCUOUS AND NON-PROMISCUOUS SOYABEAN GENOTYPES.

            Furthermore, plaintiff asserted as part of what he was required to do, he audited/studied aspects of Molecular Biology at the masters level [M-Phil], and that it was non-examinable, he tendered EXHIBIT “F”, “G” and “H” in that regard.  These are Molecular Biology Level 600, course area and reading list, Hand notes written by plaintiff and pamphlets.

            The other aspect of plaintiff’s testimony is what he did in terms of research into his chosen and approved area of study.

And by way of recap, the course is Bradyrhizobium requirement or preference of two soyabean genotypes.  These genotypes being promiscuous and non-promiscuous soyabean genotypes.  He alleged he was investigating bradyrhizobium which is a soil bacterium, and that he mobilised research materials, as soil samples from all ecological zones of Ghana, i.e. savanna forest and the coastal savanna.

It is his case that he had collected thirty four (34), soil samples.

            On the location of the research work, his evidence showed that it was the Ecological Laboratory, which is an inter-disciplinary laboratory, located at University of Ghana, was where he did the research.

            The evidence showed that, plaintiff collected two soyabean types from an Irrigation Company in the Upper East Region, and that the defendant/University of Ghana, provided the rest of what he called, the cultivers.

            Plaintiff’s testimony in – chief contain further and detail definition and objectives of what he was investigating, when he stated as follows:

                                    “The Bradyrhizobium is a soil bacterium that nodulates or                                         causes nodulation on the roots of soyabean plant.  Inside                                         the nodules the bacterium is able to fix, to trap nitrogen                                       from the air converts the nitrogen into amino acids and                                          then into plant protein which is translocated to the seed                                             shoot and the root.  Inside, the seed the protein which is                                            fixed is edible by human-being and livestock and the                                                             residue can be used as fertilizer for the soil……

                                    Inoculation is an introduction of something into something.                                      So in this case I was introducing the bacterium into the                                        soyabean which will then cause the soyabean to nodulate                                      instead of allowing the bacterium inside the soil to                                                             nodulate.  I was thus causing the bacterium to nodulate                                            the soyabean.  Thus I was controlling the experiment”

            Furthermore, plaintiff’s testimony contains a detail account of the ten (10) objectives of his research work.  He called them the hypothesis.  The first hypothesis, he stated, as whether one could find the occurrence of Bradyrhizobium in our soil or whether there are any Bradyrhizobium in our soil which could nodulate our soyabean at all.

Population density of these he said was another objective he investigated.  Then the isolation of the bacterium from the nodules, and then refining them, this plaintiff asserted is the authentication of the analysis and identification of which bacterium actually causes the nodulation. 

It is plaintiff’s case that he did cross-innoculation, of the bacterium on the soyabean plants and vice versa. 

            Competitive ability Nodule Experiment, plaintiff alleged was another objective of his research, and that the effectiveness of isolates are tested in t his type of experiment.

            In addition genetical identity of the isolates, plaintiff stated was one of his objectives too.

            It is plaintiff’s case that, he conducted all the experiments as required of him, made observations, which he recorded, and took photographs of various stages of the experiments.

He tendered, EXHIBITS “Q”, “S” and “T” in that regard.

            Another significant dimension of plaintiff’s evidence is what he said about the SUPERVISING COMMITTEE, and his work at the ecological laboratory.  His evidence is to the effect that Professor Joseph Kofi Akyea –Danso or [Professor S. K. A. Danso], who is a Soil Microbiologist and Soil Ecologist by Profession, was his principal supervisor and the Director in charge of the Ecological Laboratory.  Dr. (Mrs.) Stella Asuming-Brempong whom he described as a biochemist, and a teacher/lecturer in the Biochemistry Department, and Dr. Yaa Dufie Osei, whom he referred to as Head of Biochemistry Department and also John Ofosu-Anim, a Crop Scientist, these four, he stated are the members of the Supervisory Committee.

            As regards the functions or duties of the Supervisory Committee this is what plaintiff said:

            “These four form the supervisory committee. Their role           was     to advise me on the requirements which I needed to        take     for the course thesis area and the thesis topic.  Their   role     was advisory”.

Plaintiff in further description of the functions of a Supervisory Committee, differentiated it from the Examining Board of the school of Graduate Studies.  And led in evidence plaintiff delivered himself as follows:

                                    “Yes, My Lord, the two are not the same.  The Supervisory                                         Committee was an Advisory Committee, in fact in the case                                       of a Doctorial Candidate the supervision was very, very                                              minimal and according to the regulation.  Section 9.22                                        spelt it out that they were to advise me on course                                                         requirements, thesis area and thesis topic”.

            Further still, quoting Section 33.2 of Exhibit “D” which is a Handbook of School of Graduate Studies, published in 2003, plaintiff stated the other function of the Supervisory Committee, concerning thesis, is that they shall sign thesis submitted by the student.

            Plaintiff offered oral testimony and tendered exhibits, all in an attempt to establish the fact that his research work at the Ecolab was done as required of him and therefore, the members of the Supervisory Committee must sign the thesis, so that it could be examined.

            EXHIBIT “L”, which is the Ecolab, user-book was tendered by plaintiff. I have examined the pages, and I have seen his name and signature therein with names and signatures of other researchers, who visited the facility.

EXHIBIT “M” and assertions in support were offered by plaintiff, to show that, he had set up the relevant equipment and material and conducted the research and recorded his observations as in Exhibit “M” supra.

He added he conducted some aspects of the research at the Green-House, which is not far away from the Ecolab.  EXHIBIT “Q” photographs and commentary on them is also what plaintiff is offering to support his claim that he has conducted the research properly.

            Besides, the physical demonstrations, it is plaintiff’s case that, he conducted seminars, where the results of his research were discussed, with him leading the discussion, using overhead projector, chalk and chalk-board photographs and transparencies in the process. 

He asserted he had conducted four seminars on eight occasions.  He gave the dates as follows: November 2002, May 2003, 26th April, 2004 and May 2005.  And EXHIBIT “S”, “T”, “U”, “V”, “W”, “X” and “Y” are pieces of evidence proffered by plaintiff to show that in addition to successful seminars, he held meetings with the Supervisory Committee, and no adverse comments or findings were made on his work and presentations at those fori.

            In continuation of plaintiff’s claim to the reliefs endorsed, he offered the following exhibits, and made assertions in support of them.  It is plaintiff’s case that, he earned the respect, commendation and recommendation to others from the defendant’s officers and yet his thesis had not been passed on for examination. 

These exhibits are;

            1,         “AA” – a letter of recommendation by Dr. S. Asuming- Brempong, it is stated 18th December 2002

            2,         “BB” – An application for promotion in Ghana Education Service     [G. E. S] – signed by DR. V. Antwi-Danso – Dean of     Students.

3,         “CC” – Confidential Assessment of plaintiff by Dr. (Mrs.) Asuming –Brempong, dated August 2003.  In this exhibits Dr. Asuming-Brempong stated, she had known plaintiff for two and a half years, and that he was academically good, emotionally matured, open minded, and a team player.

4,         “DD” – is also referees Report on plaintiff authored by Professor

S. K. A. Danso, he wrote that, he knew plaintiff at Cape Coast University, and at University of Ghana where he was a PhD Student and that, plaintiff is intelligent student and spent             long hours working on his research.

                        The document is dated 19th August 2003.

            5,         “EE” – is evidence of appointment as a Teaching Assistant, which plaintiff offered as an act or conduct which gave approval of his          work and status.

            6,         “FF” – in this document, plaintiff sought to show that he was            given a responsibility as an invigilator by the defendant, whilst            he was studying in the University.

            7,         “SS” – is a document, which is a progress report, made on    plaintiff, by defendant from the office of the Dean of Graduate           Studies. It is dated 7th February 2002.

At the concluding stages of plaintiff’s evidence-in-chief, he touched more on the work of another body, he called the Examination Board.  Earlier, he had mentioned the Examination Board, and drew a distinction between, it and its function, in relation to the Supervisory Committee and he spoke about the conflict that arose.  In this account, plaintiff led in evidence by counsel undertook the task of interpreting the University of Ghana/Defendant’s regulations.

  The salient parts of this testimony and interpretation have been outlined below.

Q:                    Whose duty or whose statutory role was it to determine the authenticity or the originality of the PhD thesis.

A:                    It is a Panel of Examiners consisting at least two internal and two external examiners who will examine the thesis and report to the Graduate Board, and the Graduate Board will in turn send it to the Department where I conducted the experiment and they will in turn invite me to a viva, oral examination before declaring the results.  It is the duty of the panel of examiners and not he supervisors.

Q:                    I am asking whether the thesis has been signed or passed for examination by them and can you tell the court why it has not been signed.

A:                    My Lord there was a conflict with my major supervisor who then conspired with the other members to drop their pens and even went as far as conspiring with other colleagues of the University.

            Plaintiff asserted his supervisors do not have the RIGHT, to refuse to sign his thesis, he continued as follows:

                        “….In refusing to do so they were trying to cease the               powers of the Examining Board, they were                                             preventing the thesis from being examined to                                      determine the truth of the matter, whether I was                                   doing well or no.  So they were preventing the                                      examiners from doing their work and the section                             under which they were compelled to sign the thesis                                  is Section 33.2(1) ……” 

[He stated Section 33.2(1) of the HandBook on Graduate Studies is the relevant regulation which has been flouted].

As regards the conflict that arose, eventually giving rise to this suit, this is what plaintiff said, about his encounter with Professor S. K. A. Danso.

Q:                    In your encounter with Professor Danso which has been stated as being insulting, what actually transpired.

A:                    The basis for that conflict is that the Professor was manipulating, was monopolizing, in other words, he wanted me to do what he wanted concerning the research work but this was an independent and in fact a research work which should be done by a PhD student, he should not be coached on what he should do.  I have done my masters of Philosophy (M-Phil) and I knew what I was doing so whenever I told him these were the objectives and this is what the University asked me to go and research, he felt that I was cheeky so he wanted to coach me.

                        ……… if you coach me what to do, then the degree will be meaningless that is the crux of the matter.

            In conclusion, it could be gleaned from the testimony that, it is plaintiff’s case that Molecular Biology formed just 2.7% of the whole of his research work, and after expiration of his twelve months extended course duration, he ceased to be a student, and had gone back to his employers – Ghana Education Service.  He denied being aware of a reconstituted supervising committee.

            He was cross-examined on assertions he made on his research work, including the mobilization of finance, materials as soil sample, anti-biotics, the actual experiments, as well as his attendance and commitment to the research work at the Ecolab.  The succinct parts of these will be looked at pretty soon.

            However, plaintiff made fresh and different assertions, as he was confronted by probing questions from the defence counsel.

Firstly, on his insistence that his supervisors must sign his thesis, it was put to him that his interpretation or understanding of the regulation was wrong.  He stated that apart from the role given to the Supervisory Committee as in section 9.2.1, 9.2.2 and 33.2(1), the committee has no other power vested in them and therefore they have no power to refuse to sign his thesis.  Plaintiff conceded that the only role, the committee has is that they must sign the relevant page on the thesis document to the effect that it has been supervised.

This question and answer is important. It is reproduced, it is on Regulation 33.2(4).

            Q:                    It talks about “it shall consist of the candidate’s own                                                    account; there shall be a declaration to the effect that the                                          thesis is the candidate’s own work produced or researched                                                 under supervision”.  Have you listened carefully to these                                      words?  So since you agree that they have a role to play,                                                 and the declaration which you yourself read that it should                                         be your own work and which you finally admit that they                                             have a role to play.  Now if the work is not the candidates                                            own work, should they sign?

A:                    Then he would not have been allowed to start the work. 

When this question, reproduced supra, was reframed in a different way, this is the answer plaintiff gave:

 “If it is proved by the examining Panel that is not the candidates own work, then they return the thesis or else something else can happen……..”

Plaintiff also gave this answer to the question under consideration.

            “My Lord they will have to sign and allow the thesis to be       examined by examiners “

            As plaintiff described the function of the Supervisory Committee in terms of the relevant regulations, he is seen as asserting the committee has no right to refuse to sign, that they have no role but must sign that they have a role, that is that they must sign the thesis once it is presented to them and pass it on to the Examination Board.

Plaintiff maintained this stance when suggestions about probability of forgery, plagiarism and coping others work were raised with him.

Still on this issue of signature of the committee members, plaintiff confidently declared that they have nothing to find out about his work, and that all that they have to do is sign, and that they cannot declare that something is forgery, except it is examined.  When plaintiff was asked whether the committee is supposed to read through his thesis before signing, he said this:

            “My Lord I don’t know whether they

            were to read through  ` or not”.

            Somehow, plaintiff had a change of mind and said he knew the committee was expected to read before signing and if they have comments the comment cannot come to him but to the Graduate Board and they cannot obstruct the examiners from doing their work.

It was put to him thus:

Q:                    I am putting it to you that by the proper interpretation of the University of Ghana Graduate Studies Rules the EXHIBIT “D”, by subsection 33(1)(4) on submission of thesis, the supervisors have a duty to see to it that the thesis you have submitted is your own original work and that you have not plagiarised your work.

A:                    My Lord they have already found out that the thesis was original they have not got a duty”.

            If these are honest and appropriate answers, and the rational interpretation of the regulations cited, this court will pronounce on it later on in the judgment.

            And away from the issue of signature, plaintiff admitted his research work was done with American and Asian Soyabeans, being propagated in Ghanaian soil.  It was put to him that it was incumbent on his supervisors to check the methodology he used because, similarities in his result with the work of Dr. Fenning, raised suspicion, especially as he failed to produce original photographs or plates on his molecular biology research.

All these plaintiff denied.

The defence suggested to plaintiff that the approval process of his research proposal required that other scientists will read it, before it is accepted, and that Professor S. K. A. Danso was part of it.

Plaintiff sought to deny this too, he gave various answers, and ended up saying, he doesn’t know whether he went through his proposal or not.

It was also suggested to plaintiff by his own account that having just walked to Ernest Chemist and purchased his research anti-biotics, the active ingredients in it may not be right, plaintiff did not accept this suggestion.

Indeed there was a heated exchange on the type and source of anti-biotic plaintiff used, he gave answers from which an inference could be drawn, to the effect that, apart from Professor Danso, the other supervisors were either Biochemist, Crop Scientist or Soil Chemists and therefore they were not all that competent in his field of research.  But the defence insisted the Supervisory Committee was competent and has power to insist on the best practice in the area of research under consideration.

Besides, from a long line of questions and answers, the defence has established that plaintiff gave 1956 and 1959 as his dates of birth.  Plaintiff admitted that his dates of birth is receiving some review from SSNIT, where the issue has cropped up, it was put to him that he is a dishonest person, but he put the problem on the door step of his parents/father whom he said was an illiterate.

Still on cross-examination of plaintiff, the hint of the defence, of the defendant has, could be seen and plaintiff continued to emphasize and assert his case.

The procedure for submission of thesis and the reasons why his thesis had not been signed, and has remained unsigned were raised in series of questions.  The fact that, it is the signature of members of the committee, that will constitute the authentication of his result and the work he had done all came up.

These are some answers plaintiff offered.

He asserted having signed and submitted his thesis to the Head of Department, it is for the Head of Department to process it and forward it to the Graduate School.

He claimed the Graduate School wrote a letter stating the supervisors must sign his thesis, so they sent it back as required by Section 33(2) of the relevant regulation.

He continued that, he has signed the column which he is required to sign, and that was an indication that, what he submitted was an original work.

            Besides, he stated the committee members have a personal grudge with him hence their refusal to sign.  The above is the re-echo of the conspiracy assertion that he had made against the committee members.

            In response to questions that touched on the need to protect the integrity and image of the University of Ghana and the similarity that plaintiff’s work bore with that of Dr. Fenning, plaintiff denied that there was any similarity in his research and that of Dr. Fenning, he criticised the latter’s work, and wondered why his work was approved when it lacked vital component that a research work must have.

            He accused the Supervisory Committee of tribalism and suggested when two members withdrew, initially two remained and he had continued his work to the end.  He denied knowledge of reconstitution of the committee so that he could conclude his thesis.

When he was confronted with the fact that he was aware of the reconstitution of the Committee, so that he could properly conclude his thesis and submit same, plaintiff denied knowledge of any such letter dated 25th October 2005.

He also offered these answers:

            “My Lord I would not know, I am not aware of the letters          now he is briefing me because as far as I am concerned,          June 2005, I have finished my thesis and submitted it so I        would not after that, know what they were doing on     campus there concerning my problem which was not existing.”

Plaintiff denied writing to defendant on the question of reconstitution of the Supervisory Committee, he alleged his signature must have been forged.  He even stated that after June 2005, he had left campus, and that if there was any correspondence, where he has been written to, and he giving a reply, then it must be correspondence between the defendant, and a GHOST.

            The record showed that defendant denied, the accusations of conspiracy, personal hatred and grudge and tribalism, asserted by the plaintiff.

PW1 – James Kwadwo Kudeha and PW2 John Paul testified for plaintiff.  Their testimony on the aggregate only showed that plaintiff had gone to various locations to take soil samples and had been seen working at the ECOLAB/GREEN-HOUSE.

            The issue of the plaintiff auditing a course in Molecular Biology, conducted laboratory and the Green-House research on all the objectives of the research proposal and submitted original work to the Supervisory Committee, and indeed all the triable issues must be assessed and weighed, taking what the defendant and its witnesses have also said into consideration.

Thus, if plaintiff denied and contested the fact that Professor S. K. A. Danso, contributed or made input to the decision of, the defendant/University to accept his Research Proposal this must be tested.

Whether, he wrote letters of commendation and then turned round to state the contrary for no good reason, is another primary fact.  If he and others were tribalists, conspired and exhibited personal hatred towards plaintiff this must be investigated.

The opinion of members of the Supervisory Committee on the quality of plaintiff research work, the techniques employed and the integrity of the results of the research are evidence which are relevant and admissible to determine whether, the research had been conducted in conformity with the methodology the defendant/University had approved of.

Another primary issue is who authenticates the work of plaintiff, does he authenticate his own work.

The process of writing and submission of thesis, has plaintiff and defendant followed the regulations as in the HandBook for Graduate Studies?  These and more are the primary facts that must be found before the court can make its mind on whether parties have discharged the burden of pursuasion on the issues that require proof.

DW1, Professor S. K. A. Danso, gave his professional qualification and background to include the fact that he holds PhD in Soil-Micro Biology and had on two occasions been a lecturer in the Agric – Faculty of University of Ghana, A research Scientist at the International Institute of Tropical Agriculture Ibadan, Nigeria and also a Senior Scientist at the Ghana and International Atomic Agency in Vienna –Austria.

            His evidence showed that he knew plaintiff when he was an M-Phil – Student at the University of Cape Coast in 1988, but it is noted plaintiff denied, knowing him because, DW1 was a lecturer in University of Ghana, whilst he studied at Cape Coast University.

DW1 evidence showed that plaintiff had approached him before in respect of research work that he intended doing, and later he got enrolled and worked at the Ecolab. [Ecological Laboratory].

            Professor S. K. A. Danso, stated the Research Proposal – Topic as plaintiff did, and mentioned the other members of the Supervisory Committee.

He asserted that, as plaintiff’s supervisor his role was to make sure that his research work is credible and this they sought to do as a team.

            It must be noted plaintiff stated, Professor S. K. A. Danso cannot play such a role and that their work was advisory only and that he is not bound by their advice.  This witness gave a lecture on the topic plaintiff was researching, and stated the actual research work was to be done by plaintiff.

            The next major and material assertion DW1 made was that, he was unable to supervise plaintiff’s work, because whenever he told plaintiff something the response or reaction was full of hostility, and at point he felt, plaintiff will need a different supervisor. 

            This is exactly what he said:

“Yes My Lord, and to the point where I felt that as somebody who had achieved so much in all modesty.  I would say so because I won the gold             award from the Ghana Academy of Arts and     Sciences, I have just been elected a fellow of the           African Academy of Arts and Sciences and I am    waiting for the Third World Academy of Arts and          Sciences award and to be at loggerheads with my             student and my student to be insulting me when I            thought I was trying to help            him, I just had to withdraw.”

            The record showed that all other members of the Supervisory Committee, had testified to the effect that plaintiff had shown insulting attitude in words he used on DW1.  This would be looked at in more detail later.  Therefore unless it is part of the conspiracy theory propounded by plaintiff, which has not yet been proved, then a student cannot exhibit conduct of insubordination towards his supervisor(s).

            Again, was it his manipulating and monopolysing disposition as alleged by plaintiff, or the allegation that DW1, always wanted to coach him, a situation he did not accept, that led to what DW1, has narrated above?

            The testimony of DW1 showed that, he submitted a withdrawal letter, dated 18th June 2004, and reasons for accepting to help or supervise plaintiff’s work and the decision to quit, have all been laid bare.  This is EXHIBIT “8”.  It showed that, Professor. S. K. Danso, was plaintiff’s external, Examiner for his M-Phil thesis at University of Cape Coast.

He wrote:

                                    “The results of the microbiology aspects presented by Mr.                                          Aloa were really strange.  Significantly, for the sandy soils                                         of the Tono area in the Northern Region.  Aloa obtained                                       BRADYRHIZOBIUM J A PONICUM cell counts of more than                                                106 per gram soil. This would be a world record”

            The exhibits showed that plaintiff employed methods and techniques which cannot be understood by any microbiologist.  He wrote that he was of the view that supervision of his work was not that effective, and instead of failing the thesis, he recommended that all microbiology aspect should be deleted.  And to have him as a PhD Student at University of Ghana, he found this as an opportunity to give him that microbiology aspect he needed.

            EXHIBIT “8” showed that, DW1 made an input in the Research proposal of plaintiff, hence the need for plaintiff to audit or study some aspects of microbiology.

            If plaintiff didn’t know how he passed his M-Phil, what DW1 said and EXHIBIT “8” which has not been discredited contain the reasons and more.

This exhibit gives an insight into why plaintiff’s posture that, auditing microbiology was below him, is most unfortunate. Plaintiff displayed arrogance by showing that he is above being thought.  The list of Reading materials and Books he alleged consulted contain in them lessons that he learnt or must be learned by all students. 

And to hold that Biochemist, crop-scientist are not competent to supervise his work, is another finding I have made, about plaintiff’s testimony, which is strange.

            Furthermore, EXHIBIT “8” contains assertions of poor methods plaintiff adopted, when he inundated the Green-House with water to avoid watering everyday, and the implications  of that on the result he might come up with, and remedical measures given or advised which plaintiff did not take.

For instance plaintiff was to harvest the plants so affected and replant, them, it is alleged he harvested, but did not replant.

            I suspect that is one of the monopolysing and manipulating conduct of DW1, plaintiff had complained about.

            EXHIBIT “LL”, the Ecolab-User-book showed that within a certain period he was regularly there, and so the allegation that wasn’t seen there as in EXHIBIT “8” under review is not wholly correct.

But words as:   “it is up to Professor Danso to believe in”

                               he wants believe in”

And also, “Professor Danso has just decided not to reason with me.”

which words were shouted in a wild manner at Supervisory Committee level have been proven.  If these did not appear on prescribed forms which the supervisors were to fill and endorse, is not material and does not vitiate the cogency of the evidence given.

            In continuation of assessment of DW1’s evidence in light of plaintiff’s claims, there are other documents/exhibits, which pre-dated, EXHIBIT “8” which is Professor Danso, letter or notice of withdrawal.

These are EXHIBITS “5” and “6” dated 5th April 2002 and 25th May 2002, respectively.  In EXHIBIT “5” Professor Danso, wrote stating that, he wished to withdraw his earlier endorsement of Mr. Aloa/plaintiff as a Teaching Assistant.

He gave reasons, which interalia are that, as at that date/time, when plaintiff had spent almost a whole academic year on his PhD, project he had not accumulated any tangible data, and to allow him do other activities, will affect his course work and duration.

            And in EXHIBIT “6”, the need for plaintiff to improve the quality of his research work and show total commitment, is stated Professor Danso/DW1, wrote in 24th May 2002, how he felt about plaintiff’s work.

            He wrote:       “I am afraid I do not want to bear unnecessary                                                  responsibility for your inability to complete your                                                            thesis, or do so on time, and so I have to decide soon on                                               what to do if this attitude of yours does not undergo a                                                 phenomenal change.”

This letter was addressed to plaintiff, and copy placed on his file.  It is noted that DW1 – Professor S. K. A. Danso, continued to be plaintiff’s major supervisor until he withdrew on 18th June 2004.

The three documents read together did not convey a message of one who is out to sabotage his student, let alone hatching a plan that will de-rail his PhD programme.

            The above must be compared with EXHIBIT “DD” dated 19th August, 2003, which is a letter/referees report authored by DW1- Professor S.K.A Danso, on plaintiff.  And also EXHIBIT “AA”, dated 18th December 2002 a letter of recommendation, it was authored by Dr. Asuming Brempong not DW1, Professor Danso. 

EXHIBIT “BB” on promotion of plaintiff was authored by the Dean of Students Professor Vladimir Antwi Danso, and not DW1 – Professor S. K. A. Danso.

The rhetorical question then is, when did the conspiracy among the Supervisory Committee members begin, if they are still giving favourable recommendations about him.  

I have not found bad faith exhibited by DW1, this is not a person to be tagged as displaying tribal considerations.

In any case, is plaintiff’s Supervisory Committee, the same as the committee that supervised Dr. Fenning thesis, if they are not the same, then the accusation of tribalism falls flat on that score as well.

            The next primary issue DW1’s evidence touched on is the concern about the source     and type of antibiotic plaintiff used in his research work, he gave a detail account of why plaintiff should not have bought the antibiotic from any chemical shop.

And that research result quite apart from everything else must merit publication in International Journals of repute.

            In addition, he testified to the effect that, he had supervised thesis of so many other students, including a Professor in South Africa, the Director of Soil Research Institute, and asserted that he had never had problems with his students.

The above is evidence of good conduct and professional excellence being offered by DW1, to counter and rebut, plaintiff’s evidence of bias, hatred and tribalism made against him – DW1.

            Besides, reasons as stated in EXHIBIT “8” the withdrawal notice, DW1 wrote, he testified in court to the effect that, he was not satisfied with the way the research work was going on or being conducted, and results obtained.  He continued as follows:

                                    “…whenever the committee met I brought this out and                                               instead of him accepting this in good faith, it was just like                                          this ignorant person who needs to be insulted.”

He gave plaintiff’s attitude towards him as another reason for his withdrawal.  His evidence showed that plaintiff had written to him prior to gaining admission in Legon, and thereafter he had been on good terms with him.  He said he bore him no grudge and that after the insults, even though, he could have made representations that he should not continue in the Department/Faculty, he didn’t do that rather he was very much desirous that, he could find somebody else to work with so as to conclude his thesis.

            The following witnesses also testified on behalf of defendant/University, they are:

                                                DW2 Dr Julius Kwaku Amegakpor

                                                DW3 Prof. Mark Kofi Abekoe

                                                DW4 Dr. Stella Asuming-Brempong

                                                DW5 Dr. Yaa Dufie Osei, and

                                                DW6 Dr. Enoch Amartey

The testimony of DW2 and DW6, were essentially on the procedure to follow in submission of thesis, and the fact that defendant reconstituted, the Supervisory Committee, so that plaintiff could conclude his thesis presentation.

Whiles the testimony of the other three [DW3, DW4 and DW5], dwelt on detail account of the research work, and what was required of plaintiff.

            What they have said will be reviewed, and assessed in light of cross-examination by counsel for plaintiff.  I shall leave out, details which touch on the interpretation of University of Ghana Regulations because, this court will do an interpretation of the regulation, as part of the concluding aspect of this judgment.

            DW3, Professor Mark Kofi Abekoe’s evidence showed that in 2004, he became head of, the Soil Science Department, that he holds BSc Agric degree and Diploma from Cape Coast University, M-Phil Degree in Soil Science from the University of Saskatuan, Canada, and also being a fellow of WARDA – i.e. West Africa Rice Development Association.

            His real testimony is to the effect that, upon recommendation, the Supervisory Committee, was reconstituted, with Dr Asuming-Brempong, Professor Ofosu-Anim, with himself as chair, and the Dean of Graduate School was written to, and plaintiff was also written to, but plaintiff ignored the committee and never interacted with it.  See EXHIBIT “11”.

            Furthermore, on the thesis itself, DW3 asserted that plaintiff submitted it in his office, as Head of Department when he was out of Ghana on an international assignment, and that before this he had told plaintiff regularize a number of things about his thesis, namely Annually Grasps were printed in colour, but figures and finger print about DNA analysis were in photocopy black and white and not legible, but plaintiff ignored him/them.

            In sum DW3 testimony showed that he was dissatisfied with parts of plaintiff’s thesis, and method he chose to present it, despite clear direction communicated to him verbally and in written form.  He tendered EXHIBIT “12”, to show assistance he gave plaintiff.

He continued that, as he had disagreed with the content of the thesis, if it goes for examination and something is found wrong about it, he will have to share the blame, just on the basis that plaintiff has written and signed that the content was accurate.

He said the Examination Board, may decide to conduct the very experiment, and if the results recorded by plaintiff were not confirmed, he would have ruined his career, because, plaintiff wants a PhD.

This witness stated categorically that plaintiff had not completed his thesis.

            DW4, Dr. Stella Asuming Brempong, who is senior research fellow at the Soil science department, University of Ghana, stated she holds BSc in Agriculture from University of Ghana, MSc Degree in Soil Science (Agronomy) from the University of Philippine, and PhD, from Michigan State, University – USA.

She testified to the effect that plaintiff was known to her, and she was part of his supervisory committee, when he enrolled for his PhD Course, and that in the first year plaintiff was required to audit a course in Molecular Biology.  She asserted his class attendance was irregular.

She also gave reasons for not signing the thesis presented by plaintiff.

Firstly, she referred to page 82 of the thesis, and the picture of the structured genomic DNA, she said for ten years she has done research on genomic DNA, she illustrated what should have been done and demonstrated the unsatisfactory work plaintiff did.      

Secondly, she attacked the claim that photographs as in page 78 of the thesis were original, she demonstrated her doubts about their originality.

On page 87, and the experiment on requiring anti-biotics, she stated there are different types from the open market.  She stated storage temperature was crucial and risk of inert materials being present inthe open market type and affecting results in real.

            Thirdly, DW4’s testimony revealed personal knowledge of contamination of the ECOLAB, in respect PCR identification, plaintiff was required to perform in his Molecular Biology course.  She added plaintiff was the person who informed her about the contamination of the laboratory, and she tried to help him get access to the ATOMIC ENERGY research and the Biotechnology laboratory, without success.

And given her personal knowledge of Polymerge Chain Reaction Machine, she had doubts about this aspect of plaintiff’s research work.

            And yet another reason given by DW4 for not signing plaintiff’s thesis, has to do with that aspect of the thesis, that concerned the amplification of 16SR – DNA genes.  She referred to pages 141 and 142 of the thesis, and did a detail analysis of what plaintiff has done.  She expressed her dissatisfaction with what plaintiff presented as his result, in such detail which are unnecessary to recount in this judgment.

However one illustration, she gave will suffice, she stated:

                                    “And then the competitive experiment too, I think at least                                           about seven isolates, how can he do competitive                                                         experiments with isolates.  These are micro organism you                                                 cannot see. He should have marked the isolates in a                                                        way…”

In EXHIBIT “15” series too, DW4 gave detail comparative analysis of plaintiff’s work on DNA and what she did for her PhD, she referred to page 82 and illustrated the deficiencies with what plaintiff did.

            On the aggregate Professor Stella Asuming Brempong, gave not less than eight (8) reasons why, she did not sign plaintiff’s thesis.  The bulk of the reasons relates to the research work. She confirmed the insulting attitude of plaintiff towards them as a group and especially Professor S.K.A Danso.  And she explained why she wrote EXHIBIT “CC”. She stated plaintiff is intelligent and academically good, as she has stated in the confidential report, but human-beings change, because she found plaintiff’s attitude to work had changed.

            Professor Yaa Dufie Osei, DW5, holds BSc in Biochemistry, another BSc, MSc Biochemistry and PhD in Biochemistry.

She said she knew plaintiff and she had been invited to be part of a Supervisory Committee for plaintiff PhD research work.  It is her case that the University thought she has a speciality from which plaintiff could benefit and she was given a formal letter to be part of the committee in 2003.

            This witness testimony is also about reasons why, she failed to sign the thesis in question. The first assertion she made is that, plaintiff was required to study/audit, aspects of Molecular Biology, that she has been teaching, at the M-Phil Degree level, it is her case that plaintiff’s attendance was not satisfactory.

She also asserted, plaintiff attendance at the ECOLAB, where he was doing his research work was not satisfactory, and that the major supervisor also had reason to complain.

            The third reason is also on plaintiff’s research work, and specifically committee hearings and discussions.  It is her case that plaintiff on several occasions, will present data and fail to explain them when asked to do so.

And will in addition make remarks which are derogatory.  She stated tempers had flared up between plaintiff and the principal supervisor – Professor S.K.A Danso, over this attitude of plaintiff as described above.

            Furthermore, DW5’s account is not made of complaints, but assistance that she tried to give to plaintiff, and in furtherance of that, she had gone to the laboratory to ask the technicians to co-operate with him.

            She had this to say too:

                                    “One day I was in my office when he came with a pouch                                           under his armpit complaining that, ‘Madam, every time I                                            say that people are sabotaging my work you are always at                                             their defence……”

The witness said she found plaintiff’s conduct very strange.  And this is what she said in the dialogue:

                                    “And you picked samples from the freezer and kept them                                          in a pouch under your armpit and took trotro….”

She testified to the effect that the primers plaintiff brought to show to her, were supposed to be kept at minus 29 degrees.  She said these and more could affect the results from the experiments plaintiff was conducting.

            In sum, she gave as reason, her misgivings on the approach and method plaintiff had adopted towards his research work, his abusive conduct on and before, committee members, when they tried to effect corrections in his work, and the fact that her integrity was at stake if she remained as part of the Supervisory Committee, as reasons for withdrawing, and not signing the thesis.

            The case of plaintiff as stated by his counsel in cross-examination of the defence witnesses, and questions counter assertions made by these witnesses which are damaging to the case for plaintiff shall be looked at briefly.

            And to start with plaintiff counsel put it to DW5 - Professor Yaa Dufie Osei, that auditing a course that she thought was not examinable part of plaintiff work and therefore not compulsory.

DW5’s response was that that was correct, but the course has benefits for plaintiff.  If this is compared with what DW1- Professor S.K.A Danso said earlier and the finding made thereon, plaintiff’s stance is one unbecoming of a student.

            The fact that EXHIBIT “G” has been tendered and evidence led on the fact that he was regular at the Molecular Biology lectures, if that is the case, plaintiff must recognize the importance of the course to his work, and he must not be seen as a student who has no respect for University regulations.

            During cross-examination the aggregate of evidence showed that, plaintiff has rebutted the allegation that he has not been regular at the ECOLAB. DW5 - Professor Yaa Dufie Osei, had retracted the assertion that the ECOLAB User-Book was generated because of plaintiff.

            This court’s assessment of DW5 is that on testimonial factors as, sincerity, memory, perception and use of language she scored very high marks, and appears as a very credible witness.  Her testimony has been accurate, and I hold that her evidence on the ECOLAB-User-Book was unintentionally mistaken piece of evidence, that did not affect her credibility.

            Plaintiff sought to show that, the Supervisory Committee failed to do its work as stipulated in EXHIBIT “D” the regulations, by their failure to fill prescribed forms and forwarding them to the Graduate School.

            DW5’s response is that the committee meetings served that purpose and the Head of Department has to fill the forms as required.  She was candid to admit that some of the rules may require of them to do things which are new to her/them.

            Again DW5, denied that no adverse report has been made against plaintiff, she gave answers that showed that, plaintiff never accepted any correction or direction and she had to apologise personally for his insulting behaviour on DW1 – Professor Danso on several occasions.

            In respect of the cross-examination of DW4 or Stella Asuming Brempong, by counsel for plaintiff, had centered essentially on the interpretation of the defendant/University’s regulation on the work of the Supervisory Committee.

Thus page: 9. 2. 1 of EXHIBIT “D” and Section 9(1) were quoted at the commencement of the examination.  The witness tried to explain their role as supervisors vis a vis the Examiners.

It is remarkable that not a single reason she had given for not signing the thesis has been impungned.  The issues of bias, conspiracy and tribalism were not even raised.

            Turning to DW3 – Professor Kofi Abekoe, he was also cross-examined extensively.

            Firstly, the question of when a student is supposed to conclude his PhD was raised, and his response showed that, 27 months is the minimum, and (5) five years is the maximum period. This was not challenged.

Following from the above, plaintiff’s declaration as in a number of questions posed that, plaintiff’s studentship expired at the end of the extension of 12 months because he did not ask for any further extension is untenable, as he failed to deny the course duration as given by DW3.

            Secondly series of questions were asked by plaintiff on the role of the Supervisory Committee, he disagreed with views espoused, but accepted that the independence of thought of the student, must be respected.

            Thirdly, the cross-examination of DW3, contained a challenge to the legality of the reconstituted, Supervisory Committee, he denied and stated the Dean of Graduate School is aware of it.

            Fourthly his competence as a member of the Supervisory Committee, was called into question, his answers showed that he was qualified because a wide range of specialties from different academic disciplines was a proper requirement for a Supervisory Committee, as it is not issues peculiarly related to the field of research in question alone that would arise. He gave examples of the mobilization of the right soil types as a case in point.

            As pointed out already whether his view on the regulations quoted is correct, will come from the interpretation this court will give.

            Following from above, these are the regulations that require interpretation: Regulations 9 and 31

                                    9.         SUPERVISION OF GRADUATION STUDIES

                                    9.1       A Graduate Studies Committee shall be set up in                                                        each Department, School or Institute offering                                                               graduate courses.  The functions of the committee                                                           shall be to:  

                                                            (i)         advise the students in the selection of                                                                            courses and formulation of these topics

                                                            (ii)        recommend thesis supervisors to the                                                                              Department

            (iii)       submit at the end of each semester         progress report on each student to the            Board of Graduate Studies through the Head of Department.

(iii)         keep under review and make proposals             for the overall development of graduate   programmes in the Department.

9.2                     A Supervisor shall be required for every             graduate        student in all Faculties, Schools          and Institutes of the University. Where    necessary a co-supervisor may be      appointed      to assist the supervisor.  It shall be the duty          of the Supervisor to meet the student at regular           intervals and to submit semester report       through the Head of Department to the Board             of Graduate Studies.

9.2.1               In the case of Doctoral candidates a                                            Supervisory Committee of at least 3 members                          shall be set up.  The committee shall advise                                   the student on course requirements, thesis                                     area and topic.

REGULATION 31: EXAMINERS AND DETERMINATION OF RESULTS

31.2                      Dissertation/Thesis

31.2.1 (i)

              (ii)      Doctoral Degree, A panel comprising not less                           than four Examiners shall be appointed by the                              Academic Board on the recommendation of the                  Faculty Board and the Board of Graduate                                  Studies to examine a thesis submitted for a                               doctoral Degree.  The panel shall consist of at                             least two External and two Internal Examiners.

            (iii)

 

 

 

 

            (iv)

 

 

 

31.2.2          A separate report, duty signed, shall be submitted by each Examiner to the Board of Graduate Studies in respect of a dissertation or thesis submitted for either a Masters or a Doctoral programme.

31.2.3          The Examiners’ report on a dissertation or thesis shall indicate as comprehensively as possible whether or not the candidate demonstrates a good general knowledge of a particular field of learning within which the subject of his/her dissertation or thesis falls; whether or not the presentation of the candidates materials is satisfactory, and whether or not the dissertation or thesis meets the requirements of the degree for which it is submitted.

31.2.4          If a dissertation or thesis submitted for a Masters or Doctoral degree, though should seem of a sufficient merit, the Examiners may recommend to the Board of Graduate Studies that the dissertation or thesis be referred and the candidate be permitted to re-submit it in a revised form within three months in the case of an

                MA/MPH, nine months in the case of an M-                               Phil/LLM/MBA/MPA/MFA, or twelve months in the           case of a PhD

31.3        Oral

                         31.3.1: A candidate who submits a thesis for a PhD/MD Degree shall be examined orally. For this examination, a panel comprising not less than three including, normally, one Internal Examiner of the thesis and at least one External Examiner of the thesis shall be appointed by the Academic Board on the recommendation of the Faculty Board and the Board of Graduate Studies.  The Chairman of this panel must be a person other than the candidate’s supervisor.

                                    31.3.2:

 

 

 

                         31.3.3:                 If a candidate for the M-Phil/LLM/MBA/MFA/PhD/MD        degree fails to satisfy the Examiners at the oral               examination, the panel may recommend to the            Board of Graduate Studies that the candidate be permitted to represent the dissertion or thesis and        submit to a further oral examination within a period          not exceeding 6 months specified by the panel.

In addition Section 33 is also relevant, it is titled:

                              33.   SUBMISSION OF DISSERTATION OR THESIS

                     33.1:                        A candidate shall submit the title of his/her dissertation or thesis for approval to the    appropriate Faculty Board of Graduate Studies, not less than three months before the completion of the thesis/dissertation or thesis has been approved, it may not be changed except with the permission the Board of Graduate Studies on the recommendation of Department and the Faculty Board.

33.2:            After completing his/her course of study, the                       candidate of Graduate Studies through the Head of      Department a dissertation or thesis which shall            comply with the following conditions.

                                                (i)         Each copy of the thesis/dissertation/project work                                  shall be signed by the candidate and the                                                           Supervisor/Supervisory Committee.

                                                (ii)

                                                (iii)       The dissertation or thesis shall normally be                                           written in English and the presentation must be                                   satisfactory.

                                                (iv)       A thesis submitted for an M-Phil/LLM/MBA/MPA

                                                            /MFA or a doctoral degree shall consist of the                                       candidate’s own account of his/her research.                                       There shall be a declaration to the effect that                                              the thesis/dissertation is the candidate’s own                                           work produced from research undertaken under                                     supervision.

                                                            It may describe work done in conjunction with the candidate’s Supervisor provided that the candidate states clearly his/her share in the investigation and that his/her statement is certified by the Supervisor.  A paper written or published in the joint names of two or more persons shall not, normally, be accepted as a thesis.  Work done conjointly with persons other than the candidate’s Supervisor shall be accepted as a thesis in special cases only; in such cases, the approval of the Faculty Board and of the Board of Graduate Studies shall be required.

                                                (v)

                                                (vi)

                                                (vii)

                                                (viii)

                                    34:       PRESENTATION OF DISSERTATION OR THESIS

                                    36:       ELIGIBILITY FOR THE GRADUATE DEGREE

                                                A higher degree appropriately designed shall be                                                          awarded on a candidate who has been properly                                                           admitted to the University, has followed the approved                                         course of study over the period, and has fulfilled both                                      the University and Faculty/Department requirements.

            The interpretation of various sections of regulations on Graduate Studies has arisen.  And it is one of the issues set down for determination.

Interpretation of Document/Statute/Constitution [i.e. DSC’s], is a process of determining the legal meaning or normatic message of a legal text, it is an attempt to extract the normative message, from a legal text and to apply same to a particular set of facts or situation.  From this stand point, every legal text requires interpretation.

            In most cases, the normative message of the text is easily ascertained from its plain meaning in context so that interpretation is without much difficulty.  Thus in a certain broad sense, DSC’s are routinely construed or interpreted by a wide range of persons – judges, clerks, registrars, civil servants, student, parliamentarians, etc. when they have to decide on the meaning, scope or effect of a provision of a DSC’s in order to apply them in the course of the discharge of their responsibilities or in a given situation.

            When the provisions are plain they pose no difficulty, but often interpretative difficulties arise, as seen in this case.

The plaintiff and his counsel have sought to put meanings on various sections of the regulations on graduate studies.  There is the need therefore, to invoke, in greater depth rules and principles to overcome any ambiguity, vagueness or inaccuracies in the regulations that has occasioned the controversy in this case.

            Interpretation in law is defined as a rational process of ascertaining the MEANING of Language used in a legal text, and the determination, subject to any Rule of Law, of the scope or effect of the provision.

In the case:

                                    CHATNEY VRS. BRAZILIAN SUBMARINE TELEGRAPH COMP.

                                                                                                [1981] 1 QB at 85

LINDLEY L. J noted that, the meaning of a word is a question of fact in all cases, and whether one is dealing with a poem or a legal document, the effect of the word is a question of law.

And I take it that, the normative meaning of a legal text is in effect the legal norm established by the text to which people will or must conform their behaviour.  There are objectives which are intentionally embedded in the text by the law giver, and must be found, and effect given to them.

            This court will adopt the rational or purposive form of interpretation and will NOT place too much premium on the semantic meanings of the words in the regulation but rather the legal or normative meaning in the context in which they appear or used for the purpose of applying it to the facts as found so far in this suit.

            Thus contrary to the view taken by counsel for plaintiff that the word ADVISE is what is crucial to understanding the regulations.  I take the view that it is SUPERVISION or the word SUPERVISE is the operative word.

            In COLLINS ENGLISH, Dictionary, the word supervise is defined as follows:

(i)         “To direct or oversee the performance or operation of.  

(ii)    To watch over so as to maintain order etc.

And SUPERVISOR, is defined as:

(i)            A person who manages or supervises

(ii)          A foreman/woman

(iii)         (In some British University) A tutor supervising

            the work of a student.

The legal meaning of SUPERVISION or supervise must be extracted from the semantic meaning.  And in interpretation “HUMAN” language, must be translated into “LEGAL” language, and by that the static law, is turned into Dynamic law, and the legal norm is put into practice.

Legal Interpretation involves turning the SEMANTIC text, into a legal norm –hence there is a distinction between semantic meaning of a text and its legal meaning.

                                    (i)         Whiles the SEMANTIC meaning of a text is the totality                                                of all meanings that may be attached to the language                                                of the text, in the ideal lexicon of those who speak the                                           language in question. 

However, in interpreting the text the LEGAL meaning is from among a number of SEMANTIC possibilities. and to decide which of semantic meanings constitute its of proper legal meaning.

                                    (ii)        Semantic meaning of a text, determines its semantic                                      potential or semantic range.  And the LEGAL meaning                                               carries the potential into practice.  The above in                                                       neither frivolous nor pedantic analysis, because this is                                        what interpretation strieto sensu is, and this has been                                                 acknowledged by all scholars in this field.

            It must be noted       that the body to oversee the work/research of a PhD Student is not called Supervisory Committee for nothing.

The law giver could have designated it ADVISORY COMMITTEE, but that was not the case. 

The word supervision has been used in the text of the regulations, in several subsections.

            I hold the view that the role or functions of the Supervisory Committee, must be construed purposively so as to decipher the intention and the objectives for establishing such a body, as part of the institutions or instruments to achieving excellence in Graduate Studies in the University of Ghana.

            I will cite three cases as illustration, in an analogous reasoning, to support the reason why a purposive approach must be adopted in trying to understand the text, under consideration.  And context, which is student, lecturer/teacher relationship cannot be over emphasized.

            The first case is:

                                                Re Dadzie [Deceased]; Dadzie

                                                                        VRS.

                                                Addison [1999 – 2000] 2 GLR 291

The deceased in this case in paragraph 8 of his WILL, devised, shares in his Hotel Business, to be distributed in specific percentage.  The Hotel business became defunct and the property converted into a residential facility.  SHARES, in the Hotel appeared ambiguous, but it was interpreted to mean RENTAL INCOME, to avoid absurdity, and to give effect to the intention of the testator.

            The second case is:

                                                REPUBLIC VRS. HIGH COURT, ACCRA

                                                EXPARTE: YALLEY [GYANE & ATOR]

                                                                        2007/2008 SCGLR 512

In this in excess of its jurisdiction by hearing a suit which had been transferred from case the court had to inter alia determine whether the High Court acted another High Court, without the seal and authority of the Chief Justice. The Registrar of the High Court, without the order of the Chief Justice had placed it before a new judge.  And it was section 104(1) – (3), of the Court Act, 1993, as amended by Act 620 of 2002, which has to be interpreted.  The word CASE, was to be construed. Her Lordship, the Chief Justice, Georgina Theodora Wood, in her ruling favoured the purposive approach, particularly the application of BARAK’s broad definition of PURPOSE in solving interpretative problem, but insisted it must be done in two stages.  The two stages being, first taking the plain words as they are, but if the result will defeat the intention of the law, then a purposive approach must be adopted.

The word, CASE, was thus interpreted to include MOTIONS.

The decision was to ensure that litigants do not choose and pick their judges, so that transparency and fair play as corner stones of justice delivery are not compromised.

            Finally, the word, COMPLAINANT and for that matter COMPLAINT, came up for interpretation in the suit cited below:

                                                REPUBLIC VRS. HIGH COURT (FAST TRACK DIVISION)

                                                                        EXPARTE: COMMISSIONER ON HUMAN                                                                                RIGHTS &     ADMINISTRATIVE JUSTICE                                                                                 [RICHARD ANANE] 2007/2008 SCGLR 213

In this case, CHARAJ, placing reliance on ART 218 (e) of the 1992 Constitution and its analogous provision in Section 7(1) (f) of CHRAJ ACT, 1993 [ACT 456], undertook preliminary and subsequently, full scale investigation into allegation of corruption and conflict of interest that had been made against Dr. Richard Anane (the interested party), in the media without a formal complaint from an identifiable complainant and at the end of investigation made findings of conflict of interest, against the interested party.

And being dissatisfied, he applied for judicial review [certiorari] to quash the findings of CHRAJ, and succeeded.

CHRAJ, also being dissatisfied applied under ART 132 of the Constitution and Rule 61(1) and (2) of the Supreme Court Rules, 1961 [C.I. 16], for an order of certiorari on the grounds that the learned judge had erred in law when he wrongly assumed jurisdiction to interpret and apply ART 218 (a) and 287 (1) of the Constitution holding that A FORMAL COMPLAINT BY AN IDENTIFIABLE COMPLAINANT, was a condition precedent to the commencement of investigation by the Commission, whereas the interpretation of the constitution was the preserve of the Supreme Court.  And other grounds were also stated.

            The Supreme Court invoked ART 130 (2) of the Constitution and section 2 (4) of the Court Art, 1993, ACT 459, as amended, and referred the issue of interpretation of COMPLAINT to itself.

            The Chief Justice Georgina Theodora Wood, was part of the majority bench, stated that a purposive construction of an enactment is one which gives effect to the legislative purpose by (i) following the literal meaning of the enactment where that a purposive construction of an enactment is one which gives effect to the legislative purpose by (1) following the literal meaning of the enactment where that meaning is in accordance with the legislative purpose, or applying a strained meaning where the literal meaning is not in accordance with the legislative purpose.  She wrote as follows:

                        “In construing the word COMPLAINTS, as provided in                        ART 218(a), I would not adopt the extremist purely                            literalist or textualist approach, neither would I opt for                     the other extreme, a purely purpose-oriented or                                    objective – based approach.  I do not intend to have a                         mere recourse to a dictionary lifting a definition out of                       it, and then making a judicial pronouncement which                               ignores any contextual analysis of the legislative                                     purpose of the framers or the like”

            She then adopted what she called the hybrid approach, a combination of two or more guides, namely the ordinary or plain meaning and the subjective purposive based approach.

            The Supreme Court decided that complaint means, FORMAL COMPLAINT and it must be by an identifiable person.  The court reasoned, this was to ensure that a situation of arbitrary investigation would not occur.

            Following from the above, which ever rules of interpretation is applied, plaintiff has failed to understand the normative message contained in the rules under consideration especially Regulation 9 and 31 and 33.

Plaintiff had failed to give one example of correction or review or amendment of his research work he did because the Supervisory Committee has advised or so directed.  It is not surprising that when plaintiff was cross-examined as to whether members of the Supervisory Committee could at least read his research work, he answered that he doesn’t know, only to have a change of mind later.  It would be a monstrous absurdity to construe the regulations the way plaintiff and his counsel will want the court to believe.  

            Furthermore, I must observe that, by his pleadings, evidence and submissions, plaintiff requires of defendant and its witnesses to act as a funnel [without a filter] through which his research work could be poured/transmitted to the Board of Graduate School, and for consideration by the examiners. That they cannot and should NOT filter anything in his research work, because, his independence of thought and originality will be compromised.  That the supervisors must act as blank/neutral minds and actors, that should not interact, influence moderate and affect anything or any aspect of his work.

Hence he refused and ignored every correction, moderation, addition, alteration, he received as found on the facts.  The objective of the law giver is to have an institution/body like the Supervisory Committee, that will moderate, guide and direct research activities at the PhD level so as not only to achieve excellence, but protect the integrity of the University whilst it motivates researchers to unleash their potentials by maintaining their independence of thought, in a well structured fashion.

            The following material facts which are primary facts at the core of the triable issues have been found:

1.            It has been established that plaintiff was properly admitted as a PhD student to pursue a course based on an approved Research Proposal but he misrepresented his age as found in EXHIBIT “4” and “5”.

2.            Plaintiff’s ECOLAB attendance has been established, he has been regular since 2002 to 2004 especially as found in EXHIBIT “L” and the evidence following defendant’s retraction of the contrary.

3.            Plaintiff did not conduct four seminars as he has claimed.

4.            Plaintiff did not complete his PhD course, he submitted his research work in June 2005, ignored the reconstituted Supervisory Committee formed, in less than 30 days after the collapse of the initial one.  He failed to ask for a further extension of his course duration even though it is permissible, and virtually walked away, and cheekily retorted when cross-examined on this that, the defendant/University was communicating with a ghost on the impasse.

5.            The reconstituted Supervisory Committee is lawful, it is the same as the original Supervisory Committee, but with different membership, because at all times it is only functional if there are three members.

6.            I have found that authentification in terms of the rules of evidence and defendant/University regulations is a stage in the process of submission of research work, it is meant to certify that facts/evidence, describing methodology and processes used to achieve a result are accurate.  This process has not been completed by plaintiff.

7.            I have found that, plaintiff showed gross insubordination towards Professor S.K.A Danso and, the Supervisory Committee he headed, he/plaintiff has been abusive of the committee by his words and conduct, and he has failed to establish, allegations of, bias, personal hatred and tribalism against the committee members.

8.            Plaintiff had submitted unsupervised research work, contrary to Regulation 33.2(iv) as in EXHIBIT “D” and by that, he is caught by Regulation 36 on.  Eligibility of who qualifies for an award of a degree [PhD].

9.            Adverse findings have been made by the Supervisory Committee against plaintiff as found on the evidence.

10.         Consequentially within the context of ART 21(1) (b) of the 1992 Constitution dealing with freedom of thought,  conscience and belief, and the facts as found the lecturers, who are officials of the defendant/University cannot be compelled to sign the thesis.

            Before I state my final words on the triable issues and the relief as endorsed.  I wish to observe that: He who knows all about it can never learn,                                   and those who are learned are those who are prepared to be                               taught.

            Plaintiff audited a course in Molecular Biology, conducted Green-House and laboratory experiments and analysis but has failed to discharge the burden of proof on him that those activities were conducted satisfactorily in accordance with the objectives of the research proposal.

He also failed to prove that photographs and results submitted on Molecular Biology were original.

 

BY COURT:

            All the five claims endorsed on plaintiff’s writ of summons are dismissed in their entirety.

                                                                                           N.M.C ABODAKPI

                                                                                    JUSTICE OF THE HIGH COURT

JAMES AGALGA FOR PLAINTIFF

EMMENAUEL OHENE FOR DEFENDANT

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