ARBITRATION ACT, 1961 (ACT 38)
ARRANGEMENT OF SECTIONS
Section
PART I—ARBITRATION AND AWARD
1. Arbitration.
2. Arbitrator.
3. Umpire.
4. Award.
5. Arbitration Agreement.
PART II—DOMESTIC AWARDS
Operation of Arbitration Agreement
6. Authority of Arbitrators and
Umpires to be Irrevocable.
7. Death of Party.
8. Staying Court Proceedings Where
There is Reference to Arbitration.
9. Reference of Interpleader
Issues to Arbitration.
Arbitrators and Umpires
10. When Reference is to a Single
Arbitrator.
11. Power of Parties to Supply
Vacancy.
12. Appointment of Umpires.
13. Agreements for Reference to
Three Arbitrators.
14. Power of Court to Appoint an
Arbitrator or Umpire.
Conduct of Proceedings
15. Evidence.
16. Powers of Court.
Provisions as to Awards
17. Time for Making Award.
18. Interim Awards.
19. Specific Performance,
Injunction and Rectification.
20. Awards to be Final.
21. Power to Correct Slips.
Costs and Fees
22. Costs.
23. Arbitrator's Or Umpire's Fees.
Case Stated, Remission and Other
Relief
24. Statement of Case.
25. Power to Remit Award.
26. Removal or Arbitrator and
Setting Aside of Award.
27. Power of Court to Give Relief
Where Arbitrator is not Impartial
or the Dispute Involves Questions
of Fraud
28. Power of Court where
Arbitrator is Removed or Authority
of Arbitrator is Revoked.
29. Enforcement of Award.
30. Power of Court to Extend Time
for Commencing Arbitration
Proceedings.
31. Terms as to Costs, etc.
Awards by Consent
32. Awards by Consent.
Application and Extent
33. Application of Part II to
Statutory Arbitrations.
34. Operation of Part II.
35. Extent of Part II.
PART III—FOREIGN AWARDS
36. Awards to Which Part III
Applies.
37. Effect of Foreign Awards.
38. Evidence.
39. Defences to Foreign Awards.
40. Staying Court Proceedings.
41. Saving for Other Rights.
PART IV—MISCELLANEOUS PROVISIONS
42. Court
43. Repeals.
44. Construction of Instruments.
45. Commencement.
SCHEDULE
Schedule
The United Nations Convention on
the Recognition and Enforcement of
Foreign Arbitral Awards adopted at
the Headquarters of the United
Nations in New York on June 10,
1958.
THE THIRTY-EIGHTH
ACT OF THE PARLIAMENT OF THE
REPUBLIC OF GHANA
ENTITLED
THE ARBITRATION ACT, 1961
AN ACT to regulate the settlement
of differences by arbitration and
to provide for the enforcement of
awards.
DATE OF ASSENT: 16th March, 1961
BE IT ENACTED by the President and
the National Assembly in this
present Parliament assembled as
follows:—
PART I—ARBITRATION AND AWARD
Section 1—Arbitration.
An arbitration is the reference of
a difference between two or more
parties to a person other than a
court for determination after
hearing the parties in a judicial
manner.
Section 2—Arbitrator.
A
person to whom a reference to
arbitration is made is called an
arbitrator.
Section 3—Umpire.
Where a reference is to two
arbitrators and it is provided
that, in the event of disagreement
between them, the difference is to
be referred for decision to a
third person, that person is
called the umpire.
Section 4—Award.
The decision of the arbitrator or
umpire is called the award.
Section 5—Arbitration Agreement.
(1) An arbitration agreement is a
contract in writing to refer
present or future differences to
arbitration, whether an arbitrator
is named in the contract or not.
(2) An arbitration agreement may
relate to any issue arising
between the parties to it which is
capable of being the subject of a
civil action but an arbitrator is
not entitled to make an award in
the nature of a judgment in rem,
that is, a decision affecting the
status of a person or thing or
determining any interest in
property except as between the
parties themselves.
PART II—DOMESTIC AWARDS
Operation of Arbitration Agreement
Section 6—Authority of Arbitrators
and Umpires to be Irrevocable.
The authority of an arbitrator or
umpire appointed by or by virtue
of an arbitration agreement is
irrevocable except by leave of the
Court, unless a contrary intention
is expressed in the agreement.
Section 7—Death of Party.
(1) An arbitration agreement is
not discharged by the death of any
party thereto, either as respects
the deceased or any other party,
but is in such an event
enforceable by or against the
legal representatives of the
deceased.
(2) The authority of an arbitrator
is not revoked by the death of any
party by whom he was appointed.
(3) This section is subject to any
enactment or rule of law by virtue
of which a particular right of
action is extinguished by the
death of a person.
Section 8—Staying Court
Proceedings where there is
Reference to Arbitration.
If any party to an arbitration
agreement, or any person claiming
through him, commences any legal
proceedings in any court against
any other party to the agreement,
or any person claiming through
him, in respect of any matter
agreed to be referred, any party
to those legal proceedings may
apply to that court to stay the
proceedings, and that court, if
satisfied that there is no
sufficient reason why the matter
should not be referred in
accordance with the agreement, and
that the applicant was, at the
time when the proceedings were
commenced, and still remains,
ready and willing to do all things
necessary to the proper conduct of
the arbitration, may make an order
staying the proceedings.
Section 9—Reference of
Interpleader Issues to
Arbitration.
Where relief by way of
interpleader is granted and it
appears to the Court that the
claims in question are matters to
which an arbitration agreement, to
which the claimants are parties,
applies, the Court may direct the
issue between the claimants to be
determined in accordance with the
agreement.
Arbitrators and Umpires
Section 10—When Reference is to a
Single Arbitrator.
Every arbitration agreement shall,
if no other mode of reference is
provided, be deemed to include a
provision that the reference shall
be to a single arbitrator, unless
a contrary intention is expressed
in the agreement.
Section 11—Power of Parties to
Supply Vacancy.
(1) Where an arbitration agreement
provides that the reference shall
be to two arbitrators, one to be
appointed by each party, then,
unless a contrary intention is
expressed therein—
(a) if either of the appointed
arbitrators refuses to act, or is
incapable of acting, or dies, the
party who appointed him may
appoint a new arbitrator in his
place;
(b) if, on such a reference, one
party fails to appoint an
arbitrator, either originally or
by way of substitution, for seven
clear days after the other party,
having appointed his arbitrator,
has served the party making
default with notice to make the
appointment, the party who has
appointed an arbitrator may
appoint that arbitrator to act as
sole arbitrator in the reference,
and his award shall be binding on
both parties as if he had been
appointed by consent.
(2) The Court may set aside any
appointment made in pursuance of
this section.
Section 12—Appointment of Umpires.
(1) Unless a contrary intention is
expressed therein, every
arbitration agreement shall, where
the reference is to two
arbitrators, be deemed to include
a provision that the two
arbitrators shall appoint an
umpire immediately after they are
themselves appointed.
(2) Unless a contrary intention is
expressed therein, every
arbitration agreement shall, where
such a provision is applicable to
the reference, be deemed to
include a provision that if the
arbitrators have delivered to any
party to the arbitration
agreement, or to the umpire, a
notice in writing stating that
they cannot agree, the umpire may
forthwith enter on the reference
in lieu of the arbitrators.
(3) At any time after the
appointment of an umpire, however
appointed, the Court may, on the
application of any party to the
reference and notwithstanding
anything to the contrary in the
arbitration agreement, order that
the umpire shall enter upon the
reference in lieu of the
arbitrators and as if he were a
sole arbitrator.
Section 13—Agreements for
Reference to Three Arbitrators.
Where an arbitration agreement
provides that the reference shall
be to three arbitrators, however
appointed, the award of any two of
the arbitrators shall be binding.
Section 14—Power of Court to
Appoint an Arbitrator or Umpire.
In any of the following cases:—
(a) where an arbitration agreement
provides that the reference shall
be to a single arbitrator to be
appointed by agreement between the
parties, and the parties do not,
after differences have arisen,
agree on the appointment of an
arbitrator;
(b) where an arbitration agreement
provides that an arbitrator or an
umpire is to be appointed by some
person other than the parties to
the agreement, and in the case of
an umpire, other than the
arbitrators, and that person does
not or cannot appoint the
arbitrator or the umpire;
(c) if an appointed arbitrator
refuses to act, or is incapable of
acting, or dies, and the
arbitration agreement does not
show that it was intended that the
vacancy should not be supplied and
the parties do not supply the
vacancy;
(d) where the parties or two
arbitrators are at liberty to
appoint an umpire or third
arbitrator and do not appoint him,
or where two arbitrators are
required to appoint an umpire and
do not appoint him;
(e) where an appointed umpire or
third arbitrator refuses to act,
or is incapable of acting, or
dies, and the arbitration
agreement does not show that it
was intended that the vacancy
should not be supplied, and the
parties or arbitrators do not
supply the vacancy;
any party may serve the other
parties, or the arbitrators, as
the case may be, with a written
notice to appoint or, as the case
may be, concur in appointing, an
arbitrator, umpire or third
arbitrator, and if the appointment
is not made within seven clear
days after the service of the
notice, the Court may, on
application by the party who gave
the notice, appoint an arbitrator,
umpire or third arbitrator who
shall have the like powers to act
in the reference and make an award
as if he had been appointed in the
manner provided in the agreement.
Conduct and Proceedings
Section 15—Evidence.
(1) Unless a contrary intention is
expressed therein, every
arbitration agreement shall, where
such a provision is applicable to
the reference, be deemed to
contain a provision that the
parties to the reference, and all
persons claiming through them,
shall, subject to any legal
objection, submit to be examined
by the arbitrator or umpire, on
oath, in relation to the matter in
dispute, and shall, subject as
aforesaid, produce before the
arbitrator or umpire all documents
within their possession or power
respectively which may be required
or called for, and do all other
things which during the
proceedings on the reference, the
arbitrator or umpire may require.
(2) Unless a contrary intention is
expressed therein, every
arbitration agreement shall, where
such a provision is applicable to
the reference, be deemed to
contain a provision that the
witnesses on the reference shall,
if the arbitrator or umpire thinks
fit, be examined on oath.
Section 16—Powers of Court.
(1) The Court, may on the
application of any party to an
arbitration, order the attendance
before any arbitrator or umpire,
of a witness wherever he may be
within Ghana; or that a prisoner
be brought for examination before
any arbitrator or umpire; but no
person shall be compelled to
produce any document which he
could not be compelled to produce
on the trial of an action in the
High Court.
(2) The Court shall have for the
purpose of and in relation to a
reference, the same power as it
has in relation to an action to
make orders in respect of—
(a) security for costs;
(b) discovery of documents and
interrogatories;
(c) the giving of evidence by
affidavit;
(d) examination on oath of any
witness before an officer of the
Court or any other person, and the
issue of a Commission or request
for the examination of a witness
out of the jurisdiction;
(e) the preservation, interim
custody or sale of any goods which
are the subject matter of the
reference;
(f) securing the amount in dispute
in the reference;
(g) the detention, preservation or
inspection of any property or
thing which is the subject of the
reference or as to which any
question may arise therein, and
authorising for any of those
purposes any persons to enter upon
or into any land or building in
the possession of any party to the
reference, or authorising any
samples to be taken or any
observation to be made or
experiment to be tried which may
be necessary or expedient for the
purpose of obtaining full
information or evidence; and
(h) interim injunctions or the
appointment of a receiver.
(3) This section is without
prejudice to any power which may
be vested in an arbitrator or
umpire to make orders with respect
to any matter.
Provisions as to Awards
Section 17—Time for Making Award.
(1) The time, if any, limited for
making an award, whether under
this Act or otherwise, may be
enlarged by order of the Court
whether that time has expired or
not.
(2) Subject to subsection (1) and
to the arbitration agreement, an
arbitrator or umpire may make an
award at any time.
(3) The Court may, on the
application of any party to a
reference, remove an arbitrator or
umpire who fails to use all
reasonable dispatch in entering on
and proceeding with the reference
and making an award, and an
arbitrator or umpire who is
removed by the Court under this
subsection shall not be entitled
to receive any remuneration in
respect of his services. For the
purposes of this subsection the
expression "proceeding with a
reference" includes in a case
where two arbitrators are unable
to agree, giving notice of that
fact to the parties and to the
umpire.
Section 18—Interim Awards.
Unless a contrary intention is
expressed therein, every
arbitration agreement shall, where
such a provision is applicable to
the reference, be deemed to
contain a provision that the
arbitrator or umpire may, if he
thinks fit, make an interim award,
and any reference in this Part to
an award includes a reference to
an interim award.
Section 19—Specific Performance,
Injunction and Rectification.
Unless a contrary intention is
expressed therein every
arbitration agreement shall, where
such a provision is applicable to
the reference, be deemed to
contain a provision that the
arbitrator or umpire shall have
the same power as the Court to
order specific performance of any
contract, other than a contract
relating to land, or to grant an
injunction or to rectify a written
contract.
Section 20—Awards to be Final.
Unless a contrary intention is
expressed therein, every
arbitration agreement shall, where
such a provision is applicable to
the reference, be deemed to
contain a provision that the award
to be made by the arbitrator or
umpire shall be final and binding
on the parties and the persons
claiming through them.
Section 21—Power to Correct Slips.
The arbitrator or umpire may
correct in an award any clerical
mistake or error arising from any
accidental slips or omission,
unless a contrary intention is
expressed in the arbitration
agreement.
Costs and Fees
Section 22—Costs.
(1) Unless a contrary intention is
expressed therein, every
arbitration agreement shall be
deemed to include a provision that
the costs of the reference and
award shall be in the discretion
of the arbitrator or umpire, who
may direct to and by whom and in
what manner those costs or any
part thereof shall be paid and may
tax or settle the amount of costs
to be paid or any part thereof, or
may direct that any costs directed
to be paid shall be taxable by a
taxing officer of the Court.
(2) Any provision in an
arbitration agreement to the
effect that the parties or any
parties thereto shall in any event
pay their or his own costs of the
reference or award or any part
thereof is void, unless the
provision is part of an agreement
to submit to arbitration a dispute
which arose before the making of
that agreement.
(3) If no provision is made by an
award with respect to the costs of
the reference, any party to the
reference may, within one month of
the publication of the award or
such further time as the Court may
direct, apply to the arbitrator
for an order directing by and to
whom those costs shall be paid,
and thereupon, the arbitrator
shall, after hearing any party who
may desire to be heard, amend his
award by adding thereto such
directions as he may think proper
with respect to the payment of the
costs of the reference.
Section 23—Arbitrator's or
Umpire's Fees.
(1) If in any case an arbitrator
or umpire refuses to deliver his
award except on payment of the
fees demanded by him, the Court
may, on an application for the
purpose, order that the arbitrator
or umpire shall deliver the award
to the applicant on payment by the
applicant to the arbitrator or
umpire of such fee as the Court
thinks reasonable.
(2) An application for the
purposes of this section may be
made by any party to a reference
unless the fees demanded have been
fixed by a written agreement
between him and the arbitrator or
umpire.
(3) The arbitrator or umpire shall
be entitled to appear and be heard
on any application under this
section.
Case Stated, Remission and other
Relief
Section 24—Statement of Case.
(1) An arbitrator or umpire may,
and shall if so directed by the
Court state—
(a) any question of law arising in
the course of the reference; or
(b) an award or any part of an
award in the form of a special
case for the decision of the
Court.
(2) A special case with respect to
an interim award or with respect
to a question of law arising in
the course of a reference may be
stated, or may be directed by the
Court to be stated,
notwithstanding that proceedings
under the reference are still
pending.
(3) A decision of the Court under
this section shall be deemed to be
a decision of the Court sitting in
its original jurisdiction within
the meaning of any enactment
relating to appeals from its
decisions.
Section 25—Power to Remit Award.
(1) In all cases of reference to
arbitration the Court may remit
the matters referred, or any of
them, to the reconsideration of
the arbitrator or umpire.
(2) Where an award is remitted,
the arbitrator or umpire shall,
unless the order otherwise
directs, make his award within
three months after the date of the
order.
Section 26—Removal of Arbitrator
and Setting Aside of Award.
(1) Where an arbitrator or umpire
has misconducted himself or the
proceedings, the Court may remove
him, or set aside an award, or
both.
(2) Where an award has been
improperly procured the Court may
set it aside.
(3) Where an application is made
to set aside an award, the Court
may order that any money made
payable by the award shall be
brought into Court or otherwise
secured pending the determination
of the application.
Section 27—Power of Court to give
Relief where Arbitrator is not
Impartial or the Dispute Involves
Questions of Fraud.
(1) Where an agreement between any
parties provides that differences
which may arise in the future
between them shall be referred to
an arbitrator named or designated
in the agreement, and after a
difference has arisen any party
applies, on the ground that the
arbitrator so named or designated
is not or may not be impartial,
for leave to revoke the authority
of the arbitrator or for an
injunction to restrain any other
party or the arbitrator from
proceeding with the arbitration,
it shall not be a ground for
refusing the application that the
said party at the time when he
made the agreement knew, or ought
to have known, that the
arbitrator, by reason of his
relation towards any other party
to the agreement, or of his
connection with the subject
referred, might not be capable of
impartiality.
(2) Where an agreement between any
parties provides that differences
which may arise in the future
between them shall be referred to
arbitration, and a difference
which so arises involves the
question whether any such party
has been guilty of fraud, the
Court shall, so far as may be
necessary to enable that question
to be determined by the Court,
have power to order that the
agreement shall cease to have
effect and power to give leave to
revoke the authority of any
arbitrator or umpire appointed by
or by virtue of the agreement.
(3) In any case where by virtue of
this section the Court has power
to order that an arbitration
agreement shall cease to have
effect or to give leave to revoke
the authority of an arbitrator or
umpire, the Court may refuse to
stay any action brought in breach
of the agreement.
Section 28—Power of Court where
Arbitrator is Removed or Authority
of Arbitrator is Revoked.
(1) Where an arbitrator (not being
a sole arbitrator) or two or more
arbitrators (not being all the
arbitrators) or an umpire who has
not entered on the reference, is
or are removed by the Court, the
Court may, on the application of
any party to the arbitration
agreement, appoint a person or
persons to act as arbitrator or
arbitrators or umpire in place of
the person or persons so removed.
(2) Where the authority of an
arbitrator or arbitrators or
umpire is revoked by leave of the
Court, or a sole arbitrator or all
the arbitrators or an umpire who
has entered on the reference is or
are removed by the Court, the
Court may, on the application of
any party to the arbitration
agreement, either—
(a) appoint a person to act as
sole arbitrator in place of the
person or persons removed; or
(b) order that the arbitration
agreement shall cease to have
effect with respect to the
difference referred.
(3) A person appointed under this
section by the Court as an
arbitrator or umpire shall have
the like power to act in the
reference and to make an award as
if he had been appointed in
accordance with the terms of the
arbitration agreement.
(4) Where it is provided (whether
in the arbitration agreement or
otherwise) that an award under an
arbitration agreement shall be a
condition precedent to the
bringing of an action with respect
to any matter to which the
agreement applies, the Court, if
it orders that the agreement shall
cease to have effect as regards
any particular difference may
further order that the provision
making an award a condition
precedent to the bringing of an
action shall also cease to have
effect as regards that difference.
Section 29—Enforcement of Award.
An award on an arbitration
agreement may, by leave of the
Court, be enforced in the same
manner as a judgment or order to
the same effect and, where leave
is so given, judgment may be
entered in terms of the award.
Section 30—Power of Court to
Extend Time for Commencing
Arbitration Proceedings.
Where the terms of an agreement to
refer future differences to
arbitration provide that any
claims to which the agreement
applies shall be barred unless
notice to appoint an arbitrator is
given or an arbitrator is
appointed or some other step to
commence arbitration proceedings
is taken within a time fixed by
the agreement, and a difference
arises to which the agreement
applies, the Court, if it is of
opinion that in the circumstances
of the case undue hardship would
otherwise be caused, and
notwithstanding that the time so
fixed has expired, may extend the
time for such period as it thinks
proper, but without prejudice to
the law relating to the limitation
of actions.
Section 31—Terms as to Costs, etc.
Any order made under this Part may
be made on such terms as to costs
or otherwise as the authority
making the order thinks just.
Awards by Consent
Section 32—Awards by Consent.
(1) At any time after the
commencement of an arbitration and
before an award is made, an award
by consent may be made for money
due, or to become due on a
specified date.
(2) An award by consent shall be
enforceable in accordance with
section 29 of this Act if the
provisions of this section are
complied with.
(3) A written statement must be
made and signed by each party to
the arbitration stating:—
(a) the amount for which an award
may be made;
(b) whether the money is due and
if not the date on which it will
become due; and
(c) briefly the facts on which the
liability is based, which must
show that the money is legally due
or will become due on the date
specified.
(4) At any time within three
months after a written statement
made under subsection (3) of this
section has been signed by the
parties, it may be submitted to
the arbitrator who may thereupon
make an award of the money stated
therein to be due or to become
due.
(5) Where the arbitrator has not
been appointed and the arbitration
agreement provides that the
arbitrator is to be appointed by
some person other than the parties
to the agreement a written
statement made under subsection
(3) of this section may be
submitted to the person who is
given the power to appoint the
arbitrator by the agreement and
that person shall thereupon have
the same power to make an award by
consent as an arbitrator.
(6) Where a difference has been
submitted to two arbitrators who
are unable to agree upon an award
and the difference is thereupon to
be submitted to an umpire an award
by consent may be made by the
umpire if he has been appointed,
or by the arbitrators in any other
case.
Application and Extent
Section 33—Application of Part II
to Statutory Arbitrations.
Subject to section 34 of this Act,
this Part shall apply to every
arbitration under any other
enactment (whether made before or
after this Act) as if the
arbitration were pursuant to an
arbitration agreement and as if
that enactment were an arbitration
agreement, except insofar as this
Act is inconsistent with that
other Act or with any rules or
procedure authorised or recognised
thereby.
Section 34—Operation of Part II.
(1) This Part applies to an
arbitration commenced after the
commencement of this Act under an
agreement made before such
commencement but does not apply to
an arbitration commenced before
the commencement of this Act.
(2) For the purposes of this Part
an arbitration shall be deemed to
be commenced when one party to the
arbitration agreement serves on
the other party or parties a
notice requiring him or them to
appoint or concur in appointing an
arbitrator, or, when the
arbitration agreement provides
that the reference shall be to a
person named or designated in the
agreement, requiring him or them
to submit the dispute to the
person so named or designated.
Section 35—Extent of Part II.
This Part applies to any
arbitration agreement governed by
the law of the Republic and to any
award made in the Republic in
pursuance of such an agreement,
but this shall be without
prejudice to the power of any
arbitrator or umpire to determine
whether an arbitration agreement
is governed by the law of the
Republic or not.
PART III—FOREIGN AWARDS
Section 36—Awards to Which Part
III Applies.
(1) This Part applies to any award
made after the commencement of
this Act in any reciprocating
State, and to any award made in
the Republic in pursuance of an
arbitration agreement not governed
by the law of the Republic, and an
award to which this Part applies
is in this Part referred to as "a
foreign award".
(2) In this section "reciprocating
State" means a State declared by
the President by legislative
instrument to be a party to the
Convention set out in the Schedule
to this Act or any other State to
which this Part is, by legislative
instrument, applied by the
President on the basis of
reciprocity.
Section 37—Effect of Foreign
Awards.
(1) A foreign award shall, subject
to this Part, be enforceable
either by action or in the same
manner as the award of an
arbitrator is enforceable by
virtue of section 29 of this Act.
(2) Any foreign award which would
be enforceable under this Part
shall be treated as binding for
all purposes on the persons as
between whom it was made, and may
accordingly be relied on by any of
those persons by way of defence,
set off or otherwise in any legal
proceedings, and any references in
this Part to enforcing a foreign
award shall be construed as
including references to relying on
an award.
Section 38—Evidence.
(1) The party seeking to enforce a
foreign award must produce—
(a) the original award or a copy
thereof duly authenticated in the
manner required by the law of the
country in which it was made; and
(b) the agreement pursuant to
which the award was made or a copy
thereof duly authenticated in the
manner required by the law of the
country in which it was made or in
such other manner as may be
sufficient according to the law of
Ghana.
(2) In any case where any document
required to be produced under
subsection (1) of this section is
not in the English language, it
shall be the duty of the party
seeking to enforce the award to
produce a translation in the
English language certified as
correct by a diplomatic or
consular agent of the country to
which that party belongs or
certified as correct in such other
manner as may be sufficient
according to the law of Ghana.
Section 39—Defences to Foreign
Awards.
The Court may refuse to enforce a
foreign award in the circumstances
and subject to the conditions
specified in Articles V and VI of
the Convention set out in the
Schedule.
Section 40—Staying Court
Proceedings.
If any party to an agreement to
which the Convention set out in
the Schedule to this Act applies,
or any person claiming through
him, commences any legal
proceedings in any court against
any other party to the agreement,
or any person claiming through
him, in respect of any matter
agreed to be referred, any party
to those legal proceedings may at
any time after service of the writ
of summons and before the date
fixed for hearing, apply to that
court to stay the proceedings, and
that court unless satisfied that
the agreement is null and void,
inoperative or incapable of being
performed, shall make an order
staying the proceedings.
Section 41—Saving for Other
Rights.
Nothing in this Part shall
prejudice any rights which any
person would have had of enforcing
any award or of availing himself
of any award if neither this Part
nor the Arbitration (Foreign
Awards) Ordinance (Cap. 17) had
been enacted.
PART IV—MISCELLANEOUS PROVISIONS
Section 42—Court.
In this Act, except sections 8 and
40, "the Court" means the High
Court.
Section 43—Repeals.
The Arbitration Ordinance (Cap.
16) and the Arbitration (Foreign
Awards) Ordinance (Cap. 17) are
repealed.
Section 44—Construction of
Instruments.
An agreement or any other
instrument which refers to an
enactment hereby repealed shall,
in regard to matters arising after
the passing of this Act, be
construed, unless provision is
made to the contrary, as if the
reference were to this Act.
Section 45—Commencement.
This Act shall come into operation
on such day as the President by
legislative instrument may order.
SCHEDULE
Sections 39 and 40.
The United Nations Convention on
the Recognition and Enforcement of
Foreign Arbitral Awards adopted at
the Headquarters of the United
Nations in New York on June 10,
1958.
Article I
1. This Convention shall apply to
the recognition and enforcement of
arbitral awards made in the
territory of a State other than
the State where the recognition
and enforcement of such awards are
sought, and arising out of
differences between persons,
whether physical or legal. It
shall also apply to arbitral
awards not considered as domestic
awards in the State where their
recognition and enforcement are
sought.
2. The term "arbitral awards"
shall include not only awards made
by arbitrators appointed for each
case but also those made by
permanent arbitral bodies to which
the parties have submitted.
3. When signing, ratifying or
acceding to this Convention, or
notifying extension under Article
X hereof, any State may on the
basis of reciprocity declare that
it will apply the Convention to
the recognition and enforcement of
awards made only in the territory
of another Contracting State. It
may also declare that it will
apply the Convention only to
differences arising out of legal
relationships whether contractual
or not, which are considered as
commercial under the national law
of the State making such
declaration.
Article II
1. Each Contracting State shall
recognise an agreement in writing
under which the parties undertake
to submit to arbitration all or
any differences which have arisen
or which may arise between them in
respect of a defined legal
relationship, whether contractual
or not, concerning a subject
matter capable of settlement by
arbitration.
2. The term "agreement in writing"
shall include an arbitral clause
in a contract or an arbitration
agreement, signed by the parties
or contained in an exchange of
letters or telegrams.
3. The court of a Contracting
State, when seized of an action in
a matter in respect of which the
parties have made an agreement
within the meaning of this
article, shall, at the request of
one of the parties, refer the
parties to arbitration, unless it
finds that the said agreement is
null and void, inoperative or
incapable of being performed.
Article III
Each Contracting State shall
recognise arbitral awards as
binding and enforce them in
accordance with the rules of
procedure of the territory where
the award is relied upon, under
the conditions laid down in the
following articles. There shall
not be imposed substantially more
onerous conditions or higher fees
or charges on the recognition or
enforcement of arbitral awards to
which this Convention applies than
are imposed on the recognition or
enforcement of domestic arbitral
awards.
Article IV
1. To obtain the recognition and
enforcement mentioned in the
preceding article, the party
applying for recognition and
enforcement shall, at the time of
the application, supply:
(a) the duly authenticated
original award or a duly certified
copy thereof;
(b) the original agreement
referred to in article II or a
duly certified copy thereof.
2. If the said award or agreement
is not made in an official
language of the country in which
the award is relied upon, the
party applying for recognition and
enforcement of the award shall
produce a translation of these
documents into such language. The
translation shall be certified by
an official or sworn translator or
by a diplomatic or consular agent.
Article V
1. Recognition and enforcement of
the award may be refused, at the
request of the party against whom
it is invoked, only if that party
furnishes to the competent
authority where the recognition
and enforcement is sought, proof
that:
(a) The parties to the agreement
referred to in Article II were,
under the law applicable to them,
under some incapacity, or the said
agreement is not valid under the
law to which the parties have
subjected it or, failing any
indication thereon, under the law
of the country where the award was
made; or
(b) The party against whom the
award is invoked was not given
proper notice of the appointment
of the arbitrator or of the
arbitration proceedings or was
otherwise unable to present his
case; or
(c) The award deals with a
difference not contemplated by or
not falling within the terms of
the submission to arbitration, or
it contains decisions on matters
beyond the scope of the submission
to arbitration, provided that, if
the decisions on matters submitted
to arbitration can be separated
from those not so submitted, that
part of the award which contains
decisions on matters submitted to
arbitration may be recognised and
enforced; or
(d) The composition of the
arbitral authority or the arbitral
procedure was not in accordance
with the agreement of the parties,
or, failing such agreement, was
not in accordance with the law of
the country where the arbitration
took place; or
(e) The award has not yet become
binding on the parties, or has
been set aside or suspended by a
competent authority of the country
in which, or under the law of
which, that award was made.
2. Recognition and enforcement of
an arbitral award may also be
refused if the competent authority
in the country where recognition
and enforcement is sought finds
that:
(a) The subject matter of the
difference is not capable of
settlement by arbitration under
the law of that country;
(b) The recognition or enforcement
of the award would be contrary to
the public policy of that country.
Article VI
If an application for the setting
aside or suspension of the award
has been made to a competent
authority referred to in article V
(1) (e), the authority before
which the award is sought to be
relied upon may, if it considers
it proper, adjourn the decision on
the enforcement of the award and
may also, on the application of
the party claiming enforcement of
the award, order the other party
to give suitable security.
Article VII
1. The provisions of the present
Convention shall not affect the
validity of multilateral or
bilateral agreements concerning
the recognition and enforcement of
arbitral awards entered into by
the Contracting States nor deprive
any interested party of any right
he may have to avail himself of an
arbitral award in the manner and
to the extent allowed by the law
or the treaties of the country
where such award is sought to be
relied upon.
2. The Geneva Protocol on
Arbitration Clauses of 1923 and
the Geneva Convention on the
Execution of Foreign Arbitral
Awards of 1927 shall cease to have
effect between Contracting States
on their becoming bound and to the
extent that they become bound, by
this Convention.
Article VIII
1. This Convention shall be open
until 31 December 1958 for
signature on behalf of any Member
of the United Nations and also on
behalf of any other State which is
or hereafter becomes a member of
any specialised agency of the
United Nations, or which is or
hereafter becomes a party to the
Statute of the International Court
of Justice, or any other State to
which an invitation has been
addressed by the General Assembly
of the United Nations.
2. This Convention shall be
ratified and the instrument of
ratification shall be deposited
with the Secretary-General of the
United Nations.
Article IX
1. This Convention shall be open
for accession to all States
referred to in article VIII.
2. Accession shall be affected by
the deposit of an instrument of
accession with the
Secretary-General of the United
Nations.
Article X
1. Any State may, at the time of
signature, ratification or
accession, declare that this
Convention shall extend to all or
any of the territories for the
international relations of which
it is responsible. Such a
declaration shall take effect when
the Convention enters into force
for the State concerned.
2. At any time thereafter any such
extension shall be made by
notification addressed to the
Secretary-General of the United
Nations and shall take effect as
from the ninetieth day after the
day of receipt by the
Secretary-General of the United
Nations of this notification, or
as from the date of entry into
force of the Convention for the
State concerned whichever is the
later.
3. With respect to those
territories to which this
Convention is not extended at the
time of signature, ratification or
accession, each State concerned
shall consider the possibility of
taking the necessary steps in
order to extend the application of
this Convention to such
territories, subject, where
necessary for constitutional
reasons, to the consent of the
Governments of such territories.
Article XI
1. In the case of a federal or
non-unitary State, the following
provisions shall apply:
(a) With respect to those articles
of this Convention that come
within the legislative
jurisdiction of the federal
authority, the obligations of the
federal Government shall to this
extent be the same as those of
Contracting States which are not
federal States;
(b) With respect to those articles
of this Convention that come
within the legislative
jurisdiction of constituent states
or provinces which are not, under
the constitutional system of the
federation, bound to take
legislative action, the federal
Government shall bring such
articles with a favourable
recommendation to the notice of
the appropriate authorities of
constituent states or provinces at
the earliest possible moment;
(c) A federal State Party to this
Convention shall, at the request
of any other Contracting State
transmitted through the
Secretary-General of the United
Nations, supply a statement of the
law and practice of the federation
and its constituent units in
regard to any particular provision
of this Convention, showing the
extent to which effect has been
given to that provision by
legislative or other action.
Article XII
1. This Convention shall come into
force on the ninetieth day
following the date of deposit of
the third instrument of
ratification or accession.
2. For each State ratifying or
acceding to this Convention after
the deposit of the third
instrument of ratification or
accession, this Convention shall
enter into force on the ninetieth
day after deposit by such State of
its instrument of ratification or
accession.
Article XIII
1. Any Contracting State may
denounce this Convention by a
written notification to the
Secretary-General of the United
Nations. Denunciation shall take
effect one year after the date of
receipt of the notification by the
Secretary-General.
2. Any State which has made a
declaration or notification under
Article X may, at any time
thereafter, by notification to the
Secretary-General of the United
Nations, declare that this
Convention shall cease to extend
to the territory concerned one
year after the date of the receipt
of the notification by the
Secretary-General.
3. This Convention shall continue
to be applicable to arbitral
awards in respect of which
recognition or enforcement
proceedings have been instituted
before the denunciation takes
effect.
Article XIV
A
Contracting State shall not be
entitled to avail itself of the
present Convention against other
Contracting States except to the
extent that it is itself bound to
apply the Convention.
Article XV
The Secretary-General of the
United Nations shall notify the
States contemplated in article
VIII of the following:
(a) Signature and ratifications in
accordance with article VIII;
(b) Accessions in accordance with
article IX;
(c) Declarations and notifications
under articles I, X and XI;
(d) The date upon which this
Convention enters into force in
accordance with article XII;
(e) Denunciations and
notifications in accordance with
article XIII.
Article XVI
1. This Convention, of which the
Chinese, English, French, Russian
and Spanish texts shall be equally
authentic, shall be deposited in
the archives of the United
Nations.
2. The Secretary-General of the
United Nations shall transmit a
certified copy of this Convention
to the States contemplated in
article VIII.
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