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            ACTS OF GHANA

                     SECOND  REPUBLIC

 

CIVIL SERVICE DISCIPLINARY CODE REGULATIONS, 1971 (CI 17)

ARRANGEMENT OF REGULATIONS

Regulation

PART I—DISCIPLINE AND PENALTIES

1. General definition of misconduct.

2. Penalties.

PART II—DISCIPLINARY PROCEDURES

3. Disciplinary procedure.

4. Disciplinary proceedings to be summary.

5. Appeals.

6. Procedure on appeal.

7. Legal representation.

8. Grounds for criminal prosecution.

9. No disciplinary action where criminal proceedings pending.

10. Disciplinary action on acquittal of criminal charge.

11. Interdiction.

12. Suspension without pay.

13. Suspension of increment.

14. Withholding of increment.

15. Restoration of increment.

16. Removal for unsatisfactory service.

17. Dismissal.

18. Legal proceedings.

PART III—EXPLANATORY NOTE ON CERTAIN TYPES OF MISCONDUCT

19. Habitual lateness.

20. Giving and receiving of presents and gifts.

21. Civil Servants acting as private agents.

22. Civil Servant to inform Head of Department/Class when leaving Ghana.

23. Engaging in gainful occupation outside official duties.

24. Prohibition against engaging in business.

25. Permission for absence from duty.

26. Civil Servant to inform Head of Department/Class when leaving station.

27. Unauthorised disclosure of official information, documents

28. Financial embarrassment

29. Press, broadcasts and lectures.

30. Civil Servants and politics.

31. Interpretation.

SCHEDULE

Schedule—Acts of Misconduct.

WHEREAS articles 140 and 174 (a) of the Constitution confer on the President disciplinary control over and the power to remove Civil Servants.

NOW THEREFORE, in pursuance of article 173 (c) of the Constitution, the following Regulations are made this 3rd day of June, 1971.

PART I—DISCIPLINE AND PENALTIES

Regulation 1—General Definition of Misconduct.

(1) Any act done without reasonable excuse by a Civil Servant, which amounts to failure to perform in a proper manner any duty imposed upon him as such or which contravenes any of the provisions of any Regulations or enactment relating to the Civil Service, or which is otherwise prejudicial to the efficient conduct of the Civil Service or tends to bring the Civil Service into disrepute shall constitute Misconduct, and shall render the offending Civil Servant liable to disciplinary action.

(2) The setting forth in the Schedule to this Code of particular types of misconduct shall not be taken to affect the generality of sub-paragraph (1) of this paragraph.

Regulation 2—Penalties.

(1) Disciplinary action may involve the imposition of a major or minor penalty depending on the gravity of the offence.

(2) Major penalties shall consist of the following:—

(a) Surcharge;

(b) Reduction in rank;

(c) Removal from the Civil Service;

(d) Dismissal.

(3) Minor penalties shall consist of the following:—

(a) Warning or reprimand;

(b) Suspension of increment;

(c) Withholding or deferment of increment;

(d) Suspension from duty with loss of pay;

(e) Reduction in salary.

PART II—DISCIPLINARY PROCEDURES

Regulation 3—Disciplinary Procedure.

The disciplinary procedure in respect of Civil Servants for all offences shall be summary.

Regulation 4—Disciplinary Proceedings to be Summary.

(1) The disciplinary authority shall inform the Civil Servant of the accusation made against him.

(2) The disciplinary authority shall hear any representations which the Civil Servant may wish to make and any witnesses which the Civil Servant may wish to call and whose evidence is relevant to his case.

(3) If the disciplinary authority is satisfied that the offence has been committed, he shall inform the Civil Servant in writing to that effect, and of the penalty which has been imposed.

(4) No disciplinary authority below the rank of Head of Department or Class shall have the right to impose a major penalty.

(5) Public Officers who are required to attend disciplinary inquiries as witnesses shall be treated as being on duty and shall be eligible to receive travelling and transport allowances at the appropriate rates.

(6) Persons who are not Public Officers, who are required to attend disciplinary inquiries as witnesses shall be paid for their attendance the allowance payable to witnesses who attend court.

Regulation 5—Appeals.

(1) Subject to the provisions of this paragraph every Civil Servant in respect of whom a major penalty has been imposed after a disciplinary inquiry shall have one right of appeal.

(2) No appeal shall lie where the disciplinary authority is the President or the Prime Minister or where the penalty imposed is a minor penalty.

(3) A minor penalty shall take immediate effect but a major penalty shall take effect on the expiry of the period limited for appeal and where an appeal has been lodged on the determination of the appeal.

(4) Where the disciplinary authority is a Minister, the appeal shall lie to the Prime Minister.

(5) Where the authority is a Principal Secretary or Head of Department or Class the appeal shall lie to the Minister responsible for the Ministry, Department or Class.

(6) Where the disciplinary authority is a Civil Servant of a rank lower than a Head of Department or Class the appeal shall lie to the Head of Department or Class.

Regulation 6—Procedure on Appeal.

(1) The appeal shall, within two weeks of the date of the decision complained of, be lodged with the disciplinary authority to whom the appeal lies, and copied to the disciplinary authority who gave the decision.

(2)  Two disciplinary authority to whom the appeal lies, may on application extend the period.

(3) The disciplinary authority on receipt of his copy of the notice of appeal, shall forward, to the disciplinary authority to whom the appeal lies, a copy each of the record of the proceedings, the findings of the inquiry or investigation, and all other relevant documents.

(4) A Civil Servant who wishes to appeal against a decision of a disciplinary authority may be given a record of the report (including where reasonable copies of documents tendered in evidence or the relevant parts thereof) on payment of 10Np for each document tendered in evidence and 5Np per 100 words after the first 100 words of non-documentary evidence.

(5) The disciplinary authority to whom the appeal is made may hear the appeal himself or may appoint a person or persons, who shall be public officers, to hear the appeal and to submit their findings to him.

(6) The said disciplinary authority shall examine the findings of the said persons and may confirm, vary or reject the said findings and take such action thereon as he may deem just.

(7) The disciplinary authority shall then inform the Civil Servant in writing as to whether the appeal has been dismissed or allowed as the case may be.

Regulation 7—Legal Representation.

A Civil Servant may be represented by counsel in appeal proceedings.

Regulation 8—Grounds for Criminal Prosecution.

Where a preliminary investigation or an inquiry discloses that a criminal offence may have been committed by a Civil Servant, the disciplinary authority, unless action has been or is about to be taken by the Police, shall consult the Attorney-General as to whether a prosecution should be instituted or whether disciplinary action should be taken or continued under the appropriate provisions of this Code.

Regulation 9—No Disciplinary Action Where Criminal Proceedings Pending.

Where criminal proceedings have been instituted against a Civil Servant in court, disciplinary proceedings upon any grounds involved in the criminal charge shall not be taken until the conclusion of the criminal proceedings and the determination of any proceedings appeal.

Regulation 10—Disciplinary Action on Acquittal of Criminal Charge.

(1) A Civil Servant acquitted of a criminal charge shall not be dismissed or otherwise punished on any charge upon which he has been acquitted, but nothing in this Code shall be deemed to prevent his being dismissed or otherwise punished on any other charges arising out of his conduct in the matter, unless the charge in substance raises an issue upon which he has been acquitted.

(2) Where it is proposed to commence proceedings but the Civil Servant has been acquitted of a criminal charge arising out of his conduct in the matter, the draft disciplinary charges shall be sent to the Attorney-General for his advice as to whether the charges can properly be made.

Regulation 11—Interdiction.

(1) Where criminal proceedings are instituted or are about to be instituted against a Civil Servant for any cause whatsoever, or where disciplinary proceedings, which may result in the imposition of a major penalty are being taken or are about to be taken the Department Head shall make immediate recommendation to the disciplinary authority for the Civil Servant to be interdicted from the exercise of the powers and functions of his office.

(2) A Civil Servant so interdicted, shall be paid half of his not salary, and any increments which may fall due shall be suspended.

(3) A Civil Servant who is convicted of a criminal offence involving fraud or theft or sentenced to imprisonment, shall be automatically interdicted from duty without salary as from the date of his conviction.

(4) Where disciplinary proceedings do not result in the imposition of a major penalty, the whole of the salary withheld from him shall be restored to him when the final decision is taken.

(5) A Civil Servant who is interdicted from duty shall not leave Ghana without the permission of the disciplinary authority.

Regulation 12—Suspension Without Pay.

Suspension from duty shall be without pay for a period not without exceeding fourteen days.

Regulation 13—Suspension of Increment.

(1) The circumstances in which the increment of a Civil of Servant may be suspended by the disciplinary authority shall include the following—

(a) where disciplinary or criminal proceedings have been or are about to be taken against the Civil Servant concerned;

(b) where the disciplinary authority has reason to believe that there may be grounds for suspending the increment, but further investigation is required before a decision can be taken.

(2) In every case of a suspension of increment the disciplinary authority shall inform—

(a) the Civil Servant concerned that the increment has been suspended until such time as the suspension is no longer necessary;

(b) the paying authority and the Auditor-General that the increment has been suspended.

Regulation 14—Withholding of Increment.

(1) The circumstances in which the increment of a Civil Servant may be withheld by a disciplinary authority include the following—

(a) where an unsatisfactory confidential report has been given to the Civil Servant; or

(b) where the Civil Servant has failed to pass an examination prescribed by a Scheme of Service, or to fulfil some special condition as a prerequisite for the grant of the increment.

(2) In every case of withholding of increment the disciplinary authority shall inform—

(a) the Civil Servant concerned that the increment has been withheld until such time as he has earned its restoration;

(b) the paying authority and the Auditor-General that the increment has been withheld.

Regulation 15—Restoration of Increment.

When the disciplinary authority is satisfied that the Civil Servant has earned the restoration of his increment or in the case of a suspension, that the suspension is no longer necessary, he shall inform the Civil Servant concerned, the paying authority and the Auditor-General that the increment has been—

(a) restored retrospectively with full benefits, where no action is finally taken to withhold the increment; or

(b) treated as stopped with partial benefits. This means that while the officer retains his seniority on restoration, the payment of his increment takes effect from the date on which the Head of Department indicates that the increment shall be restored; or

(c) treated as deferred with total loss of benefits. This means that apart from losing his seniority, the payment of his increment will be effective only from the date, the Head of Department indicates that the increment is restored, and this date now becomes the officer's new incremental date.

Regulation 16—Removal for Unsatisfactory Service.

(1) A Civil Servant whose work is unsatisfactory over a period of three confidential reports may be removed from the service by one month's notice to him in writing or upon payment to him of one month's salary in lieu of notice.

(2) The notice shall state the reasons for the removal and the notice period of one month shall be calculated from the date on which the notice is served.

(3) Salary payments shall be to the last day worked in addition to any pay in lieu of accrued but unused leave and any retiring awards to which lie may be eligible.

Regulation 17—Dismissal.

In cases of dismissal, the Civil Servant shall forfeit all salaries emoluments and retiring awards except his own contributions thereto.

Regulation 18—Legal Proceedings.

(1) Any Civil Servant against whom a civil suit has been instituted for debt or who is arrested on a criminal charge, shall report the fact immediately to his Head of Department or Class.

(2) Any Civil Servant against whom legal proceedings are instituted as a result of the discharge by him of his official duties, shall refer the matter immediately to his Head of Department who shall consult and obtain the advice of the Attorney-General.

PART III—EXPLANATORY NOTE ON CERTAIN TYPES OF MISCONDUCT

Regulation 19—Habitual Lateness.

A Civil Servant may lose his increment on grounds of habitual lateness or for minor acts of misconduct.

Regulation 20—Giving and Receiving of Presents and Gifts.

(1) No Civil Servant shall receive presents in any form in the course of his duties which may have the effect of influencing his decision nor may he receive any compensation or reward for the performance of any official duties except as approved by government.

(2) A Civil Servant shall not give presents to other Civil Servants which may influence them in matters in which he is interested.

(3) This paragraph applies not only to the Civil Servant and his friends, but also to his dependants and family, and he shall be held responsible for its observance by his dependants and family.

Regulation 21—Civil Servants Acting as Private Agents.

No Civil Servant shall in his personal capacity receive any payment from public funds on behalf of or as an agent for any member of the public.

Regulation 22—Civil Servant to Inform Head of Department, Class When Leaving Ghana.

A Civil Servant who leaves Ghana without informing his Head of Department or Class renders himself liable to disciplinary action.

Regulation 23—Engaging in Gainful Occupation Outside Official Duties.

(1) No Civil Servant shall engage in paid employment outside his official duties or when on leave except with the express permission of the Secretary to the Cabinet through his Head of Department or Class.

(2) An application for such permission shall furnish full details of the nature of the work or services to be supplied, the rate of pay, and the length of time involved.

(3) The Head of Department or Class shall, when forwarding the application, make a definite recommendation in the matter and shall state whether in his opinion the Civil Servant's efficiency in respect of his official duties would be impaired if permission were granted.

Regulation 24—Prohibition Against Engaging in Business.

(1) No Civil Servant shall engage in any business except with the express permission of the Secretary to the Cabinet through his Head of Department or Class and such permission shall be granted only in accordance with such directions as may from time to time be given by the Cabinet.

(2) An application for such permission shall furnish the full details of the nature of the business.

(3) The Head of Department or Class shall, when forwarding the application make a definite recommendation in the matter and shall state whether in his opinion the Civil Servant's efficiency in respect of his official duties would be impaired if permission were granted.

(4) A Civil Servant shall on appointment declare any interest he may have in any business undertaking.

Regulation 25—Permission for Absence from Duty.

(1) No Civil Servant may leave the office during office hours to attend to his personal business without the permission of the officer-in-charge.

(2) A Civil Servant going out on duty shall inform a responsible officer accordingly to facilitate his recall in an emergency.

(3) A Civil Servant who absents himself from duty on grounds of ill-health without the permission of his Head of Department or Class or without being certified by a Government Medical Officer or a doctor designated by the Ministry of Health, as unfit for duty is liable to be regarded as absent without leave and appropriate disciplinary action may be taken against him.

Regulation 26—Civil Servant to Inform Head of Department, Class When Leaving Station.

A Civil Servant renders himself liable to disciplinary action if he leaves his station or the area in which his duties lie without having first informed his Head of Department or Class.

Regulation 27—Unauthorised Disclosure of Official Information, Documents.

(1) Official correspondence or records shall not be shown or produced or copies communicated to private persons, without the consent in writing of the Minister or other competent authority.

(2) All Civil Servants shall subscribe to the Oath of Secrecy as prescribed by the Oaths Act, 1960 (C.A. 12).

Regulation 28—Financial Embarrassment.

(1) Financial embarrassment from whatever cause shall be regarded as a circumstance which impairs the efficiency of a Civil Servant and may result in disciplinary action being taken against him.

(2) Cases of financial embarrassment which come to the notice of Government shall be noted in the Service Record of the Civil Servant concerned.

Regulation 29—Press, Broadcasts and Lectures.

(1) No Civil Servant shall, without the prior express permission of the Secretary to the Cabinet, act as the editor of any newspaper, magazine or periodical, nor may he take part directly or indirectly in the management thereof or contribute thereto.

(2) This paragraph does not affect Civil Servants who are required as part of their official duties to edit any paper or subscribe articles thereto.

(3) The express permission of the Principal Secretary of the Ministry, exercised through Heads of Department or Class in respect of Civil Servants below the rank of Head of Department or Class shall be obtained before any Civil Servant can give a public lecture or a broadcast talk.

(4) Where a Civil Servant gives a public lecture which relates to the work of the Department in which the Civil Servant works or any other official business, the Principal Secretary of the Ministry concerned shall be consulted and his prior approval obtained.

Regulation 30—Civil Servants and Politics.

(1) Every Civil Servant is entitled to his own political views and may, if qualified, vote at elections.

(2) A Civil Servant may not, however, become a member of a political party or organisation, nor may he make speeches join demonstrations or in any other way indicate publicly his support for any political party, organisation, person or policy, nor shall he be required to do so in the course of his duties.

(3) Where a Civil Servant is in doubt as to whether an organisation or association is regarded as a political organisation or association, or whether any action which he wishes to take is prohibited by this paragraph he shall consult the Head of his Department or Class.

Regulation 31—Interpretation.

In this Code, unless the context otherwise requires—

"disciplinary authority" includes the appointing authority, Head of Department or Ministry and such other persons as may be so designated by the appointing authority.

"paying authority" means the treasury officer responsible for the payment of a Civil Servant's salary.

“officer-in-charge" means the officer to whom the Civil Servant concerned is for the time being responsible.

SCHEDULE

ACTS OF MISCONDUCT

1. Fraud

2. Falsification of records

3. Leakage of information prejudicial to the interest of the State.

4. Criminal conviction by a competent court after all appeals have been determined.

5. Immoral conduct or indecency in offices and places of work

6. Stealing

7. Dishonesty

8. Taking confidential information to private persons

9. Absence from duty without permission for seven (7) consecutive days.

10. Vacation of office

11. Dereliction of duty

12. Giving and receiving of presents and gifts

13. Obtaining material on fraudulent orders or misrepresentation.

14. Broadcasts, lectures, made or newspaper articles written without permission.

15. Acting as private agent

16. Drunkenness causing embarrassment

17. Wilful damage to Government property

18. Engaging in any activities outside his official duties which are likely to involve him in political controversy or to lead to his taking improper advantage of his position in the Civil Service.

19. Engaging in gainful occupation outside the Service without consent.

20. Engaging in business without consent

21. Malicious spreading of false and detrimental reports

22. Wilful refusal to obey a legitimate and reasonable instruction. (Insubordination.)

23. Use of machinery, vehicle or equipment without authority

24. Careless dissipation of Government property

25. Taking official correspondence or records to private persons without the consent in writing of the Minister or other competent authority.

26. Giving false testimony for the purposes of disciplinary investigations.

27. Absence from duty without permission

28. Habitual lateness

29. Engaging in political activities

30. Physical assault on any person on Government premises

31. Failure to inform the competent authority when leaving Ghana.

32. Failure to inform competent authority when leaving station

33. Coercion or threatening of a fellow employee or the use of insulting language to another employee.

34. Failure to comply with instructions of a senior officer

35. Failure to obtain permission to attend unofficial activities during office hours.

36. Money lending

37. Sleeping during working hours

38. Leaving work place before closing time without permission or reasonable cause.

39. Disorderly conduct on Government premises

40. Loitering around or being on Government premises without prior permission when not on duty.

41. Lateness for work on two occasions within one week.

E. AKUFO-ADDO

President

Date of Gazette Notification: 18th June, 1971.

 

 

 

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