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HOME   UNREPORTED CASES OF THE SUPREME

COURT OF GHANA 2004

 

 

 IN THE SUPERIOR COURT OF JUDICATURE

THE SUPRME COURT

ACCRA A.D. 2008

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CORAM:        BROBBEY, J.S.C. (PRESIDING)

DR. DATE-BAH, J.S.C.

ANSAH, J.S.C.

ANIN-YEBOAH, J.S.C.

BAFFOE-BONNIE

 

 

REF. NO. J6/1/2008

 

23RD JULY 2008.

 

1.  GHANA LOTTO OPERATORS ASSOCIATION

2.  OBIRI ASARE & SON LTD.

3.  RAMBEL ENT. LTD.

4.  AGROP ASSOCIATION LTD.

5.  STAR LOTTO LTD.

6.  FROM-HOME ENTERPRISES

     (PER JOE JUSTICE AYIVOR)

 

VRS.

NATIONAL LOTTERY AUTHORITY

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R U L I N G

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DR. DATE-BAH, J.S.C.:

           

The original jurisdiction of the Supreme Court has been invoked in this case by a reference made by His Lordship Justice Abada from the High Court, Accra.  The issue referred to us for determination is: “whether Act 722 violates Articles 33(5), 35(1) and 36(2) of the 1992 Constitution”.  The reference is clearly made in accordance with article 130 (2) of the Constitution, which provides that, where an issue that relates to the enforcement or interpretation of the Constitution or to matters arising as to whether an enactment has been made in excess of the powers conferred on Parliament or any other authority by law or under the Constitution arises in any proceedings in a court other than the Supreme Court, the court is obliged to stay proceedings and refer the question of law concerned to the Supreme Court for determination.

 

The background to this reference is that on 27th December, 2006, the President gave his assent to The National Lotto Act, 2006.  This Act established the National Lotto.  The National Lottery Authority was established under Part II of the Act to conduct the National Lotto.  Section 4 of the Act prohibits any person other than the National Lottery Authority from operating any form of lottery.  The second to seventh plaintiffs are companies established under the laws of Ghana to operate private lotto business.  The first plaintiff is also a company established under the laws of Ghana whose object is to foster a cordial relationship among private lotto operators and to assist distressed lotto operators.

 

The plaintiffs’ complaint is that after the establishment of the defendant, it caused newspaper announcements to be issued in July 2007 about its establishment.  These announcements publicised the statutory provision that a person other than the  National Lottery Authority (which will be referred to subsequently in this opinion as “the Authority”) shall not operate any form of lottery in Ghana.  The announcements also stated that: “In view of the establishment of the Board, all persons who before the commencement of this Act, possesses or own a machine or equipment used for the operation of lottery of any kind, shall within fourteen days after the commencement of this Act surrender the machine or equipment to the Director-General by 14th August, 2007.  Section 58(4)”.  The plaintiffs were aggrieved by the contents of these announcements and therefore issued a writ of summons against the Authority on 13th August 2007, claiming the following remedies:

 

1.    “A declaration that the directive from the Defendant to private lotto operators to surrender machines or equipment used for the operation of lottery to the Director-General of the Defendant by the 14th August 2007 is unconstitutional, illegal and unreasonable.

 

2.    An order setting aside the directive referred to in relief (1) above.

3.    An order restraining the Defendant itself, its agent(s), servant(s) or any person(s) howsoever described acting for or purporting to act for the Defendant from unlawfully, unconstitutionally or unreasonably interfering with the property rights of the Plaintiffs.

 

4.    An order restraining the Defendant itself, its agent(s), servant(s) or any person(s) howsoever described acting for or purporting to act for the Defendant from interfering with the private lotto operating business of the Plaintiffs.

 

5.    A declaration that the National Lotto Act, 2006 (Act 722) to the extent that it outlaws the operation of lotto business by private lotto operators, infringes the constitutionally guaranteed right of the private lotto operators to free economic activity.

 

6.    A declaration that the creation of the National Lottery Authority to take over and monopolise the operation of the lotto business in Ghana infringes the Constitutional injunction to the government to ensure a pronounced role of the private sector in the economy.

 

7.    Any further order(s) as the court may deem fit.”

 

After filing their writ and statement of case, the plaintiffs applied for an interlocutory injunction to restrain the defendant from interfering with their property rights or lotto business pending the final determination of the matters raised in their writ.  It was in the ruling of Abada J on this application that he decided to make the present reference to the Supreme Court.

 

The reference

 

First Issue:  Does Act 722 violate Article 33(5)?

 

Article 33(5) provides that:

 “The rights, duties, declarations and guarantees relating to the fundamental human rights and freedoms specifically mentioned in this Chapter shall not be regarded as excluding others not specifically mentioned which are considered to be inherent in a democracy and intended to secure the freedom and dignity of man.”

 

The plaintiffs are not altogether explicit about how Act 722 violates Article 33(5).  Clarity requires that the plaintiffs specify what rights of theirs have been infringed by Act 722 and which are not mentioned in Chapter 5 of the Constitution, but which should nevertheless be regarded as fundamental human rights or freedoms.  Evidence of such rights can be obtained either from the provisions of international human rights instruments (and practice under them) or from the national human rights legislation and practice of other states.  No such clear evidence is provided in the Statement of Case of the plaintiffs.  There is some resort to the provisions of some international human rights instruments on the right to work. (These include Art. 23(1) of the Universal Declaration of Human Rights;  the International Covenant on Economic, Social and Cultural Rights, which the plaintiffs claim Ghana has signed and ratified; and the African Charter on Human and Peoples’ Rights..)  The argument does not appear, however, to be made that the right to work is what is being asserted under article 33(5) and that Act 722 is in breach of such an imported human right which is inherent in a democracy.  The core of the plaintiffs’ complaint, rather, it seems to us, relates to the allegation that Act 722 stifles private initiative.  This has more to do with article 36, whose justiciability we will be examining below.  We do not consider that the plaintiffs have made out any legitimate case that Act 722 violates article 33(5) of the Constitution.

 

The right to work may be a human right that international human right instruments recognize.  For instance, Article 6 of the International Covenant on Economic, Social and Cultural Rights, 1966 provides that:

 

“(1)      The States Parties to the present Covenant recognize the right to work, which includes the right of everyone to the opportunity to gain his living by work which he freely chooses or accepts, and will take appropriate steps to safeguard this right.

 

(2)          The steps to be taken by a State Party to the present Covenant to achieve the full realization of this right shall include technical and vocational guidance and training programmes, policies and techniques to achieve steady economic, social and cultural development and full and productive employment under conditions safeguarding fundamental political and economic freedoms to the individual.”

 

However, the plaintiffs do not show with any clarity the extent to which such a right should be imported into Ghanaian law.  But even assuming that a right to work should be imported into Ghanaian law under article 33(5), would such a right include a right to engage in the gambling business?  The business of gambling is regulated in almost all jurisdictions.  Accordingly, it would be unreasonable to construe a right to work as including a right to engage in the private lottery business, with an unregulated right to enter the business.  Governments have to be given some space to determine how to realize the right to work under their national conditions.

 

Second issue:  Is Act 722 in breach of Article 35(1)?

 

Article 35(1) provides as follows:

“Ghana shall be a democratic state dedicated to the realization of freedom and justice; and accordingly, sovereignty resides in the people of Ghana from whom Government derives all its powers and authority through this Constitution.”

 

This is a general provision which vests sovereignty in the people of Ghana.  We do not see how Act 722 could possibly be in breach of it.  The plaintiff’s statement of case does not spell out how Act 722 breaches Article 35(1).  Accordingly, we have no hesitation in arriving at the opinion that Act 722 does not breach Article 35(1), even if it is justiciable, which is an issue that we will consider next in connection with the third issue set out below.

 

 

Third Issue:  Is Act 722 in breach of article 36(2)(b)?

 

To determine this issue, it is necessary first to establish whether the provisions in article 36(2)(b) are justiciable.  Article 36 is contained in Chapter 6 of the Constitution which has the title:  “The Directive Principles of State Policy.”  The text of article 36(2) (b) reads as follows:

 

“The State shall, in particular, take all necessary steps to establish a sound and healthy economy whose underlying principles shall include

 

(a)…

(b)       affording ample opportunity for individual initiative and creativity in economic activities and fostering an enabling environment for a pronounced role of the private sector in the economy;”…

 

By way of context, it should be mentioned that the title of article 36 is:  “economic objectives” and the first paragraph of article 36 provides that:

 

“The State shall take all necessary action to ensure that the national economy is managed in such a manner as to maximize the rate of economic development and to secure the maximum welfare, freedom and happiness of every person in Ghana and to provide adequate means of livelihood and suitable employment and public assistance to the needy.”

 

The justiciability of article 36(2)(b)

An issue is justiciable if it is capable of being settled by a court.   Prima facie, one would have thought that everything in a Constitution should be justiciable.  The Constitution is a legal document containing the most important rules on political governance.  The courts have the responsibility of ensuring that these rules are complied with.  To my mind, therefore, the starting point of analysis should be that all the provisions in the Constitution are justiciable, unless there are strong indications to the contrary in the text or context of the Constitution.  We therefore have much sympathy with the position of Adade JSC, as he then was, in New Patriotic Party v Attorney-General  (The 31st December case) [1993-94] 2GLR 35 at pp. 65-66 when he said:

 

“As stated earlier, the plaintiff relies, inter alia, on articles 35 and 41 of the Constitution, 1992.  Both these articles come under chapter 6 of the Constitution, 1992 titled: “The Directive Principles of State Policy.”  It has been maintained in certain quarters that these directive principles are not justiciable, and therefore cannot avail the plaintiff.

I am aware that this idea of the alleged non-justiciability of the directive principles is peddled very widely, but I have not found it convincingly substantiated anywhere.  I have the uncomfortable feeling that this may be one of those cases where a falsehood, given sufficient currency, manages to pass for the truth.

I do not subscribe to the view that chapter 6 of the Constitution, 1992 is not justiciable: it is.  First, the Constitution, 1992 as a whole is a justiciable document.  If any part is to be non-justiciable, the Constitution, 1992 itself must say so.  I have not seen anything in chapter 6 or in the Constitution, 1992 generally, which tells me that chapter 6 is not justiciable.  The evidence to establish the non-justiciability must be internal to the Constitution, 1992, not otherwise, for the simple reason that if the proferred proof is external to the Constitution, 1992, it must of necessity conflict with it, and be void and inadmissible:  we cannot add words to the Constitution in order to change its meaning.”

 

The impression that some (including Bamford-Addo JSC (infra) have that Chapter 6 is not justiciable is probably attributable to the fact that it deals with directive principles of state policy.  These principles have been treated in India as not being in and of themselves justiciable.  However, there is a good reason for this position in Indian law.  Article 37 of the Indian Constitution says, in relation to the directive principles of state policy, that:

“The provisions contained in this Part shall not be enforceable by any court, but the principles therein laid down are nevertheless fundamental in the governance of the country and it shall be the duty of the State to apply these principles in making laws.”

Thus, it contains an explicit non-justiciability provision, in contrast to the Ghanaian Constitution, where, in the absence of such express exclusion of the courts, any non-justiciability conclusion has to be reached by interpretation and implication.   Any such interpretation requires an assessment and determination of the purpose of Chapter 6. 

 

The relevant provision of the 1992 Constitution on which a presumption of justiciability could, with some justification, be based is Article 34(1), which is in the following terms:

“The Directive Principles of State Policy contained in this Chapter shall guide all citizens, Parliament, the President, the Judiciary, the Council of State, the Cabinet, political parties and other bodies and persons in applying or interpreting this Constitution or any other law and in taking and implementing any policy decisions, for the establishment of a just and free society.”

Is this is a sufficient basis for asserting the enforceability in the courts of the principles?  The courts have to accept the obligation of being guided by the principles “in applying or interpreting” the Constitution.  Is this equivalent to a call on them to enforce the principles?  If one is guided by the principles in applying the Constitution, is that not equivalent to enforcing the principles?  There is need to refer for guidance to the Proposals for a Draft Constitution of Ghana of the Committee of Experts who formulated the draft provisions on the basis of which the Consultative Assembly formulated the 1992 Constitution.  In paragraphs 94 to 96, the Committee explains its position on the directive principles as follows:

 

  1. “The NCD report speaks of the need to include in the new Constitution “core principles around which national political, social and economic life will revolve.”  This is precisely what the Directive Principles of State Policy seeks to do.  Against the background of the achievements and failings of our post-independence experience, and our aspirations for the future as a people, the Principles attempt to set the stage for the enunciation of political, civil, economic and social rights of our people.  They may thus be regarded as spelling out in broad strokes the spirit or conscience of the constitution.  The Committee used Chapter Four of the 1979 Constitution as a basis for its deliberations on this subject.

 

  1. By tradition Directive Principles are not justiciable; even so, there are at least two good reasons for including them in a constitution.  First, Directive Principles enunciate a set of fundamental objectives which a people expect all bodies and persons that make or execute public policy to strive to achieve.  In the present proposals, one novelty is the explicit inclusion of political parties among the bodies expected to observe the principles.  The reason for this is that political parties significantly influence government policy.  A second justification for including Directive Principles in a constitution is that, taken together, they constitute, in the long run, a sort of barometer by which the people could measure the performance of their government.  In effect they provide goals for legislative programmes and a guide for judicial interpretation.

 

  1. On the basis of the foregoing considerations, the Committee proposes as follows:  The Directive Principles of State Policy are for the guidance of Parliament, the President, the Council of Ministers, Political Parties and other bodies and persons in making and applying public policy for the establishment of a just and free society.  The Principles should not of and by themselves be legally enforceable by any court.  The Courts should, however, have regard to the said Principles in interpreting any laws based on them.”

It is important to note that an important element in the Committee’s recommendation was omitted from the provisions in the Constitution on the directive principles as ultimately adopted.  There is no language in the Constitution stating that the principles are not of and by themselves legally enforceable by any court.  The Committee put forward in Appendix D of its report specific language on the Directive Principles of State Policy which included clause 1(2) (at p. 224 of the Report)  which provided as follows:

 

“The principles shall not of and by themselves be legally enforceable by any court.”

 

This language does not, however, appear in the final version of the 1992 Constitution.  With language such as that set out above, the Committee could legitimately assume that the principles would not be enforceable.  However, with the omission of that language in the Constitution, we do not think that it is necessarily to be assumed that the provisions in Chapter 6 are not intended to be justiciable.  There is a significant departure from the original proposal by the Committee.

 

Furthermore, even if the original intent of the Committee was that the principles should not be justiciable, that intent, though important, is not necessarily determinative of the outcome of the interpretation of article 34 by this Court.  We would here like to recall an argument that was made in Asare v Attorney-General [2002-2004] SCGLR 823 (at p. 834-5) in the following passage:

 

“The subjective purpose of a constitution or statute is the actual intent that the authors of it, namely, the framers of the constitution or the legislature, respectively, had at the time of the making of the constitution or the statute.

 

The objective purpose is not what the author actually intended but rather what a hypothetical reasonable author would have intended, given the context of the underlying legal system, history and values etc. of the society for which he is making law.  This objective purpose will thus usually be interpreted to include the realisation, through the given legal text, of the fundamental or core values of the legal system.  A poignant illustration of objective purpose is to be found in the Australian case of Theophenous v Herald Weekly Time Ltd.  (1994) 182 CLR 104.  In this case, the High Court of Australia was faced with the issue of whether the court could construe an implied Bill of Rights into the Australian Constitution, the Constitution being silent on a Bill of Rights.  Was the intention of the original framers of the Australian Constitution to be conclusive on the determination of this issue? Justice Deane observed in the Theophenous v Herald Weekly Time Ltd.  case (supra) (at p 106) that:

 

“The present legitimacy of the Constitution as the compact and highest law of our nation lies exclusively in the original adoption (by referenda) and subsequent maintenance (by acquiescence) of its provisions by the people.  While they remain unaltered, it is the duty of the courts to observe and apply those provisions, including the implications which are legitimately to be drawn from their express terms or from the fundamental doctrines which they incorporate and implement.  There is absolutely nothing in the provisions of the Constitution which suggests an intention on the part of the people either that the ordinary rules of construction should be ignored or that the failure to include a detailed list of their constitutional “rights” should be treated as somehow precluding or impeding the implication of rights, privileges and immunities from either the Constitution’s express terms or the fundamental doctrines upon which it was structured and which it incorporated as part of its very fabric.  That being so, even if it could be established that it was the unexpressed intention of the framers of the Constitution that the failure to follow the United States model should preclude or impede the implication of constitutional rights, their intention in that regard would be simply irrelevant to the construction of provisions whose legitimacy lay in their acceptance by the people.  Moreover, to construe the Constitution on the basis that the dead hands of those who framed it reached from their graves to negate or constrict the natural implications of its express provisions or fundamental doctrines would deprive what was intended to be a living instrument of its vitality and adaptability to serve succeeding generations.”

 

If one adopts an originalist approach (to borrow a term from United States constitutional law), that is, if one looks no further than the framers’ intention, one could make a case for the non-justiciability of the principles. This case is however weakened by the fact that the language proposed by the framers (in this case, the Committee of Experts) to carry out their intent was not adopted by the Consultative Assembly.  Accordingly, the inference may legitimately be drawn that the Consultative Assembly was of a different view. Moreover, reliance on original intent is a method which does not necessarily produce the right interpretative results, as the quotation from the Theophenous case (supra) demonstrates. While the 1992 Constitution has not yet endured for even two decades, it is nonetheless not safe to rely on this mode of interpretation exclusively or even predominantly. A more modern approach would be to see the document as a living organism. As the problems of the nation change, so too must the interpretations of the Constitution by the judiciary.  Interpreting the Constitution as a living organism implies that sometimes there may be a departure from the subjective intention of the framers of it.  The objective purpose of the Constitution may require an interpretation different from that of the original framers of it.  I think that the issue of the enforceability of Chapter 6 of the Constitution probably illustrates the divergence between subjective and objective purpose, if one is inclined to the conclusion that the framers’ intent was against justiciability.

 

The oft-repeated words of Sowah JSC, as he then was, in Tuffuor v Attorney-General [1980] GLR 637 provide support for the living organism approach to constitutional interpretation in this jurisdiction.  He there said (at p. 647):

 

“The Constitution has its letter of the law.  Equally, the Constitution has its spirit….Its language, therefore, must be considered as if it were a living organism capable of growth and development.  Indeed, it is a living organism capable of growth and development.  A broad and liberal spirit is required for its interpretation.  It does not admit of a narrow interpretation.  A doctrinaire approach to interpretation would not do.  We must take account of its principles and bring that consideration to bear, in bringing it into conformity with the needs of the time.”

The rights set out in chapter 6, which are predominantly the so-called ESC rights, or economic, social and cultural rights, are becoming, by international practice and the domestic practice in many jurisdictions, just as fundamental as the rights in chapter 5.  The enforceability of these ESC rights is a legitimate purpose for this court to seek to achieve through appropriate purposive interpretation.  We therefore think that the interpretation that we give to Article 34 should take into account this purpose of achieving an expansion of the range of enforceable human rights in Ghana.  The doctrine of a living Constitution implies, as already pointed out above, that there is not a slavish adherence to the original subjective intent of the framers, but rather that the interpreter takes the constitutional text as is and interprets it in the light of the changing needs of the time.  For instance, in the United States, the living Constitution approach to interpretation had a powerful influence during the period of President Roosevelt’s New Deal in the 1930s when there was overwhelming public sentiment that the Constitution should be interpreted in the light of the needs of the time.  Similarly, in the light of our history, culture and legal system, we consider the elaboration and enforcement of ESC human rights in Ghana as a need of our time.  To the extent that the semantic possibilities of the text of Article 34 enable this need to be met, we think that this Court should fulfil that need.

Chief Justice Aharon Barak of Israel has extra-judicially supported the view that the subjective intent of the framers of a Constitution should not be decisive.  He has written in his book,  Purposive Interpretation of Law  (2005), at pp. 386-7 that:

 

“Subjective purpose is not decisive.  Judges should not ignore it, but nor should they give it a central role in their formulation of ultimate constitutional purpose.  Legal systems in many countries adopt this approach.  Canada’s Supreme Court, for example, accords only minimal weight to the intent of the constitutional authors in its interpretation of the constitution.  In a case discussing a provision of the Canadian Charter providing that every person has a right to life, liberty, and security, and that these rights cannot be denied, “except in accordance with the principles of fundamental justice,” a question arose as to whether “fundamental justice” is procedural (natural justice) or substantive.  The court heard arguments that the subjective intent was procedural – that the authors of the Charter, aware of the controversy over “due process” in the United States, intentionally avoided using the American phrase to signal their reference to procedural, not substantive, justice.  The Canadian court decided not to accord significant weight to subjective intent, holding, in an opinion by Justice Lamer, that

 

Another danger with casting the interpretation of s. 7 in terms of the comments made by those heard at the Special Joint Committee Proceedings is that, in so doing, the rights, freedoms and values embodied in the Charter in effect become frozen in time to the moment of adoption with little or no possibility of growth, development and adjustment to changing social needs…. If the newly planted “living tree” which is the Charter is to have the possibility of growth and adjustment over time, care must be taken to ensure that historical materials … do not stunt its growth.  Re R.C. Motor Vehicle Act [1985] 2 S.C.R. 486, 504.”

 

A presumption of justiciability in respect of Chapter 6 of the Constitution would strengthen the legal status of ESC human rights in the Ghanaian jurisdiction.  Of course, there may be particular provisions in Chapter 6 which do not lend themselves to enforcement by a court.  The very nature of such a particular provision would rebut the presumption of justiciability in relation to it.  In the absence of a demonstration that a particular provision does not lend itself to enforcement by courts, however, the enforcement by this Court of the obligations imposed in Chapter 6 should be insisted upon and would be a way of deepening our democracy and the liberty under law that it entails.

 

In effect, one is saying that article 34 should be so interpreted as to realize the objective purpose of Chapter 6.  (See Attorney-General v Asare (supra) at p. 834 of the Report).   Since the language of the text provides the semantic basis for it, it should be interpreted to realize the fundamental or core values of the legal system.  It is our view that the strengthening of the enforcement of fundamental human rights is a core value of our current legal and constitutional system.  Therefore, to the extent that there is an ambiguity in the language of article 34, it should be resolved in favour of a greater protection of fundamental human rights. Accordingly, the provision in article 34(1) that the Directive Principles of State Policy should guide, inter alios, the judiciary “in applying or interpreting the Constitution”, although ambiguous, can reasonably be interpreted to mean that the judiciary should enforce these principles.

 

However, it should be recognized that the enforceability of economic, social and cultural rights need not be implemented in the same way as the political and civil rights embodied in Chapter 5.  This Court will need to be flexible and imaginative in determining how the provisions of Chapter 6 are to be enforceable.

 

A view contrary to what has been elaborated above is, however, put forward by Bamford-Addo JSC in New Patriotic Party v Attorney-General (the CIBA case). [1997-98] 1GLR 378 at pp. 393-394., where she said:

 

“The question which should be posed is whether the provisions of chapter 6 have any separate existence of their own, i.e. whether they are of and by themselves justiciable or enforceable?  Most of those provisions relate to the enjoyment of the guaranteed fundamental rights and freedoms set out in chapter 5 of the Constitution, 1992.  As stated by the drafters of the Constitution, 1992 the directive principles have no separate existence;  they are measures by which laws are judged for constitutionality and they afford a yardstick by which policy decisions are to be taken and implemented for the establishment of a just and free society.  This means that until they are read and applied in conjunction with any substantive guaranteed human rights and freedoms set out in chapter 5 of the Constitution, 1992, they remain only guidelines, and are not enforceable rights by themselves, see Report para 96, at p. 49…

 

(After quoting the passage, she continues as follows:)

 

In general therefore it is correct to say that the directive principles are principles of state policy which taken together constitute a sort of barometer by which the people can measure the performance of their government.  That they provide goals for legislature programmes and a guide for judicial interpretation but are not of and by themselves legally enforceable by any court.  However, there are exceptions to this general principle.  Since the courts are mandated to apply them in their interpretative duty, when they are read together or in conjunction with other enforceable parts of the Constitution, 1992, they then in that sense, become enforceable.  But as clearly explained in the Report, standing independently they are not justiciable:  see also article 34 of the Constitution, 1992.”

 

It ought to be pointed out, first, that this view was expressed after the pronouncement by Adade JSC of his view on the issue (supra) and therefore his view should have been followed or the earlier case distinguished.  It might be argued that the failure in the subsequent case to follow Adade JSC’s view should  bring into play issues relating to the doctrine of  per incuriam.  But this is not really so.  For, Bamford-Addo JSC has an explanation for her position.  This is what she says (at p. 396 -7 of the Report):

“In the case of New Patriotic Party v Attorney-General [1993-94] 2 GLR 35, SC, I echoed the relevant parts of the Report to support my general observation that the directive principles are not justiciable.  That statement was made while considering some articles under chapter 6 of the Constitution, 1992 which the plaintiff in that case was relying upon in support of his case.  My said statement should be qualified to mean that in general the directive principles standing by themselves are not justiciable as the relevant part of the Report which I quoted therein clearly state.  In that case I did not dismiss the suit but went on to consider those provisions of the directive principles relied upon by the plaintiff, in interpreting the Public Holidays Law, 1989 (PNDCL 220) vis-à-vis the Constitution, 1992.  On that occasion justiciability of the directive principles was not an issue for determination and was not therefore fully argued as has been done in this case before us now.  Having now fully considered the arguments on both sides on this issue, I am of the firm view that as stated in the Report, and quoted by me in the above mentioned case, the principles are generally “of and by themselves” not justiciable.  However, the necessary implication in those emphasised words “of and by themselves”, as I explained before, implies that where those principles are read in conjunction with other enforceable provisions of the Constitution, 1992 by reason  of the fact that the courts are mandated to apply them, they are justiciable.  Further, where any provision under chapter 6 of the Constitution, 1992 dealing with the directive principles can be interpreted to mean the creation of a legal right, ie a guranteed fundamental human right as was done in article 37(2)(a) of the Constitution, 1992 regarding the freedom to form associations, they become justiciable and protected by the Constitution, 1992.  In conclusion, having regard to the above stated criteria or test for justiciability of any particular provision under chapter 6 of the Constitution, 1992 it is my view that each case would depend on its peculiar facts and on the facts of this case article 37(2) of the Constitution regarding freedom to form an association free from state interference is a right which is justiciable.”

 

On this issue of justiciability, the court was unanimous, for Ampiah, Kpegah, Atuguba and Akuffo JJSC delivered concurrent judgments.  Indeed, Akuffo JSC expressly adverted to the views of Adade JSC and Aikins JSC in the earlier N.P,P v Attorney-General (31st December) case and failed to follow them.  In the Defendant’s Statement of Case filed in this reference, it purported to explain the refusal of the later court to follow the majority view in the NPP v A-G (31st December case)  as a decision to depart from the Court’s earlier decision.  Whilst the CIBA case was certainly a de facto departure from the 31st December case, it is not at all clear that the Supreme Court was purporting to exercise its right under article 129(3) of the Constitution to depart deliberately from its previous decision.

It will be noticed, upon reflection, that the position propounded by the Bamford-Addo JSC in the quotation above is not vastly different from what we have articulated above.  We think that our preferred approach of a rebuttable presumption of justiciability in relation to the provisions of Chapter 6 provides a better framework of analysis of, and protection for, ESC rights, than the rather relativistic, case by case approach stated by the learned judge.  The two positions are convergent in that, if a particular provision of chapter 6 does not lend itself to enforcement by action in court, then in our preferred approach, the presumption of justiciability would be rebutted, while, similarly, the case by case approach of Justice Bamford-Addo would result in the court finding that the provision in question does not create an enforceable right.  The advantage of the presumption of justiciability is that it provides a clear starting rule that is supportive of the enforcement of fundamental human rights.

Secondly, it should be pointed out that Bamford-Addo JSC was in the minority dissenting group in the earlier 31st December case (supra).  Her view that the justiciability of chapter 6 was not an issue for determination is thus a controversial one.  The majority, for whom Adade JSC spoke, considered that the justiciability of Chapter 6 was an issue in that case.  Certainly, the editor of the Ghana Law Report was of the same view since he formulates the second holding in the case as follows:

“(2) The Directive Principles of State Policy contained in the constitution, 1992, chp 6 were justiciable because:

(a)  the Constitution, 1992 as a whole was a justiciable document and accordingly, if any part was non-justiciable, the Constitution itself had to indicate it. But no provision in the Constitution had indicated that chapter 6 was not justiciable. Yet, the evidence to establish the non-justiciability of the principles had to be internal to the Constitution otherwise it would be in conflict with it and thus be void and inadmissible. Dicta of Lord Halsbury LC in Hilder v Dexter [1902] AC 474 at 477, HL and of Lord Wright in Assam Railways and Trading Co Ltd v Commissioners of Inland Revenue [1935] AC 445 at 458, HL approved;

 

(b) articles 1(2) and 2(1) of the Constitution, 1992 which rendered any law, enactment or anything done under its authority, any act or omission of any person inconsistent with any provision or a provision of the Constitution null and void and empowered the Supreme Court so to declare, did not express any exception in favour of chapter 6; and

 

(c)  the provision in article 34(1) of the Constitution that the directive principles should guide the judiciary "in applying or interpreting" the Constitution obliged the Supreme Court to apply the directive principles to assist or facilitate the performance of a citizen's duty or the enforcement of his rights under the Constitution.”

 

 

Indeed, Adade JSC considered the issue in great detail before reaching his conclusion.  The following passage from his judgment shows the meticulous attention to detail that he applied in reaching his result  (see p. 69 of the Report):

“I concede that in its report, the Committee of Statutory Experts appointed in 1991 by the PNDC to make proposals for a draft Constitution did say at p 49, para 95 that: "By tradition Directive Principles are not justiciable." (The emphasis is mine.) The committee did not say what that tradition was or is.  That statement could, unintentionally, be misleading.

In the Consultative Assembly, it was recognised that the Constitution, 1979 was the first of our several Constitutions in Ghana (1957; 1960 (amended in 1964); 1969) to introduce the idea of directive principles. Both the Committee of Statutory Experts and the Consultative Assembly relied almost entirely on chapter 4 of the Constitution, 1979 for the debates on, and form of, the directive principles contained in chapter 6 of the Constitution, 1992. The Committee of Experts acknowledged this much at p 49, para 94 of their report:  "The Committee used Chapter 4 of the 1979 Constitution as a basis for its deliberations."  From which acknowledgement, it would appear that the tradition the committee had in mind was that commenced by or traceable to the Constitution, 1979.

If the committee contemplated any other tradition, it did not indicate it.  In any case, as at the time the committee was appointed in 1991, Ghana had, in this respect, a tradition, in the Constitution, 1979, it is legitimate to conclude, in the absence of contrary evidence, that the committee meant the Ghana tradition.  By that tradition, viz in the Constitution, 1979, the directive principles were justiciable, which clearly contradicts the committee's statement. There was nothing in the Constitution, 1979 which said they were not. For purposes of confirming this interpretation, reference may be made to the parliamentary history of the chapter, which is a permissible practice.

 

The question of the justiciability of the chapter on the Directive Principles of State Policy was debated at length in the 1979 Constituent Assembly.  At its twentieth sitting on Friday, 2 February 1979 the assembly expressly resolved to make the chapter justiciable:

 

"MR. CHAIRMAN [Justice VCRAC Crabbe]:  Now I am going to put the question.  And the question is the amendment as proposed by Mr. Zwennes that we should make chapter four non-justiciable be accepted by the house."

The question was then put. The result of the exercise was: "Question put and negatived." Therefore the house rejected the idea that the directive principles should be non-justiciable. In other words, that they should be justiciable. Given the importance of the subject to the assembly a member after the voice vote, asked for a head-count, and then a recording of names.  In both, the justiciable group defeated the non-justiciable group: see sheets 64-67 of the manuscripts of the Official Report of the Constituent Assembly Debates of 2 February 1979, from the Archives of Parliament.  A member then tried to get the whole chapter removed from the Constitution, 1979. That attempt was also defeated.

The debates confirm the interpretation that in the absence of anything in the Constitution to the contrary, chapter 4 (The Directive Principles of State Policy) of the Constitution, 1979 was justiciable.  By the same yardstick chapter 6 of the Constitution, 1992 is also justiciable.

 

The 1992 Consultative Assembly, obviously misled by the Committee of Statutory, Experts, assumed wrongly that the "Directive Principles of State Policy are traditionally non-justiciable." (Observe the similarity in language).  Apparently not satisfied with the perceived character of the directive principles, the assembly endeavoured to upgrade them to what they termed "a higher moral level" to make them "imperative", which everybody is "required mandatorily to observe." This was on a motion to change "are for the guidance of" in the original draft of article 34(1) to "shall guide" as we now have it: see the Consultative Assembly Debates, 22 January 1992, col 1593.  It seems clear that but for the statement of the Committee of Statutory Expects, different considerations might have prevailed in the Consultative Assembly.

 

In any case, even if the debates in the Consultative Assembly may charitably be interpreted as exhibiting some intention to make the directive principles non-justiciable, that intention was not carried into the Constitution, 1992. The debates themselves are inadmissible to contradict the language of the Constitution. That is not permissible.”

 

The next point we wish to stress is that Bamford-Addo JSC fails (as do the other members of the court who agreed with her) to consider the implication of the fact that the Committee of Experts’ proposal of explicit language proclaiming that the principles should not be in and of themselves enforceable by the courts was not accepted by the Consultative Assembly.  We think the omission of that language is a strong pointer in favour of the Adade viewpoint.

As far as this present Court is concerned, we are of the view that, because there is a conflict between two previous Supreme Court decisions, we are free either to choose between the two decisions or to formulate a different rule that is right in our view, since there is currently no binding precedent.  We would humbly submit that that right rule is a presumption of justiciability in relation to the provisions of Chapter 6 of the Constitution, 1992, as outlined above.

Applying this presumption of justiciability, our view is that the economic objectives laid out in Article 36 of the Constitution are legally binding and are not merely a matter of conscience for successive governments of our land.  The objectives have, though, to be liberally construed in order not to interfere with the democratic mandates of successive governments.  Where, however, a government introduces legislation which is flagrantly at odds with any of the objectives set out in the Article, we believe that this Court has jurisdiction to strike down the provisions in the legislation which are incompatible with the objectives concerned.  In short, article 36(2)(b) is justiciable.

 

Does Act 722 in fact contravene Article 36(2)(b)?

Given our view that article 36(2)(b) is justiciable, the next step is to determine whether in fact the provisions of Act 722 infringe that constitutional provision.  An indication of the nature of the plaintiffs’ case on this issue can be gleaned from the following paragraphs from their statement of claim before the trial court:

 

21. “The Plaintiffs also aver that insofar as the National Lotto Act, 2006 (Act 722) seeks to restrict the Plaintiffs in the exercise of their economic rights, it is inconsistent with the provisions of the 1992 Constitution.

 

22. The Plaintiffs further asseverate that insofar as the National Lotto Act, 2006 (Act 722) seeks to stifle private individual initiative and creativity in economic activities, as well as to create a reduced role of the private sector in the economy, it is inconsistent with the provisions of the 1992 Constitution.”

 

Also, in paragraphs 5.14 to 5.16 of the plaintiffs’ statement of case filed with this court, they argue that:

 

“5.14   Unfortunately, Parliament seeks to subvert these constitutional orders by taking away the right of lotto operators to carry on their trade of lotto and also removing the opportunity for individual initiative and creativity in lotto business, and abolishing the environment for a pronounced role of the private sector in lotto business, a sector of the Ghanaian economy.

 

5.15      Parliament through sections 1, 2 and 4 of Act 722, is subverting the constitutional order by abolishing private lotto business thereby providing a state monopoly of lotto business.  This state monopoly of lotto business created for the NLA takes away the work of the Plaintiffs and this has the tendency to push them into a state of indignity.

5.16      Several persons including the Plaintiffs will be reduced to live a life of indignity having lost their work, the directing minds and employees of the Plaintiff companies will lose their ability to fend for their families, educate their children and provide shelter among other basic needs.”

 

Sections 1, 2 and 4 of Act 722 of which the plaintiffs complain provide as follows:

 

Establishment of National Lotto

1.         There is established by this Act National Lotto.

 

Objects of National Lotto

2.         (1)       National Lotto shall be conducted for the purpose of raising revenue for the nation and for other purposes stated in this Act.

 

            (2)       The National Lottery Authority established under Part II shall be the institution to conduct National Lotto.

 

            (3)       There shall be conducted as part of the operation of National Lotto, a lottery with the object of providing care and protection for the physically or mentally afflicted, the needy, the aged, orphans and destitute children.

 

            (4)       The Authority may, in consultation with the Minister, operate any other game of chance or enter into collaboration, partnership or joint venture with any person, society, association or corporate entity, to operate a game of chance in accordance with existing laws, but losses from the game of chance, the collaboration, partnership or joint venture shall not be compensated for by the State or from the Lotto Account provided for under section 32.

 

 

Prohibition of lottery

4.         (1)       A person other than the Authority shall not operate any form of lottery.

            (2)       A person who contravenes subsection (1) commits an offence and is liable on summary conviction to a fine of not more than two thousand and five hundred penalty units or imprisonment for a term of not more than three years or both.”

 

Do these provisions of Act 722 infringe article 36(2)(b) of the Constitution?  To use a hackneyed expression, we think that the plaintiffs are crying wolf!  If the above provisions were an infringement of article 36(2), it would imply that the government had virtually no regulatory authority over private enterprise.  The licensing regime over banks and insurance companies, for example, would be unconstitutional!  That would be an absurd result, if ever there was one.  To afford the citizens and residents of Ghana an opportunity for individual initiative and creativity in economic activities does not imply the denial to the Ghanaian State of the normal regulatory authority exercised by democratic states the world over.  The plaintiffs’ claim in effect is that they have an untramelled right to operate their private lotto business, free from any licensing regime established by Parliament.  The argument against this position is put thus in the defendant’s statement of case (at para. 13):

 

“My Lords, a person has no fundamental human right to carry on private lotto or for that matter a fundamental right to carry on a particular business of his choice.  Lotto is a form of gambling and there is also no right at common law or anywhere else for any person to engage in gambling.  It is a state regulated business and one can only participate at the mercy of the state.  The plaintiffs were allowed to participate in private lotto by the passage of the PNDCL 223.  That did not elevate the right to a fundamental human right, which cannot be interfered with.”

 

This analysis by the defendant is largely correct, except that the plaintiffs are not at the mercy of the State in seeking to participate in the state regulated lottery industry.  The licensing regime has to conform to the standards set in article 296 of the Constitution.  The National Lottery Authority has a duty to be fair and candid in allocating licences to those who wish to participate in the lottery business.  It also has to publish regulations governing the exercise of its discretionary power.

 

Conclusion

In conclusion, therefore, we wish to state in response to the reference by the learned trial judge that Act 722 is not in breach of Articles 33(5), 35(1) and 36(2) of the 1992 Constitution.

 

 

 

DR. S.K. DATE-BAH

JUSTICE OF THE SUPREME COURT

 

 

 

S.A. BROBBEY

JUSTICE OF THE SUPREME COURT

 

 

 

J. ANSAH

JUSTICE OF THE SUPREME COURT

 

 

ANIN-YEBOAH

JUSTICE OF THE SUPREME COURT

 

 

 

P. BAFFOE-BONNIE

JUSTICE OF THE SUPREME COURT

 

 

COUNSEL:

 

Aurelius Awuku for the Plaintiff

Kizito Beyuo for the Defendant.

 

 

 

 

 

gso*

 

 

 

 

 

 
 

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