Courts – Public Tribunals –
Jurisdiction – Plea of accused
taken and case adjourned for
hearing – Whether case partly
heard – Whether National Public
Tribunal has jurisdiction to
proceed with case upon coming
into force of 1992 Constitution
as a partly heard case – 1992
Constitution, 1st Schedule
section 7.
Courts –
Jurisdiction – Objection –
Nature of, – Accused expressing
lack of confidence in tribunal –
Statement not an objection to
the jurisdiction but refusal to
plead out of malice - Criminal
Procedure Code 1960 (Act 30) s
171(4).
The 1992
Constitution, 1st Schedule,
section 7(1) provides that all
cases partly heard before the
National Public Tribunal
immediately before the coming
into force of the constitution
be continued and completed
before the tribunal. Section
7(3) provided that upon
completion of those partly heard
cases or within six months after
the coming into force of the
constitution, whichever was
earlier, the National Public
Tribunal would cease to exist.
Section 7(4) provided that all
other cases pending before the
National Public Tribunal
immediately before the coming
into force of this Constitution,
be transferred to such court or
tribunal as the Chief Justice
might direct.
In December
1992, witness summonses were
served on Professor Adu Boahen
and Kwesi Pratt Jnr commanding
them to appear before the Public
Tribunal to testify in a case.
They both refused to respond to
the summons and were charged
with the offence of disobedience
of summons, contrary to s 25(a)
of the Public Tribunal Law 1984
(PNDCL 78). When arraigned
before the tribunal on 22
December 1993, they refused to
plead, the first accused
proclaimed that he did not
accept the authority of the
tribunal because it was an
instrument of oppression of the
opponents of the government, the
PNDC. The 2nd accused alleged,
inter alia, that the PNDC
members had committed murders
and that Ato Austin, a member of
PNDC had embezzled millions of
cedis but they were not
prosecuted. Both accused
maintained that they would not
have a fair trial. The tribunal
entered pleas of not guilty and
the prosecution stated the facts
intended to be proved.
The tribunal
ruled that hearing of the case
was to proceed and adjourned to
the next day, 22 December 1992,
for definite hearing. On the
adjourned day, instead of taking
evidence, the tribunal called on
the prosecution to answer the
complaint by the accused persons
that they would not have a fair
trial. The prosecution made its
submission and the case was
adjourned for a ruling.
On 7 January
1993 the 1992 Constitution came
into force. The tribunal stated
a case to the Supreme Court
whether the case against the
accused persons was part heard
before the constitution came
into force. The Assistant
Special Public Prosecutor
submitted in the Supreme Court
that the plea of the accused
having been taken and the facts
presented to the tribunal the
case became partly heard.
Held
(1) Matters that were saved
under the Transitional
Provisions of the 1992
Constitution were those pending
before the tribunal before 7
January 1993. Because section
7(4) excluded all other cases
referred to in subsection (1)
from the definition of pending
cases, if the hearing of a case
was commenced before the
tribunal but not concluded
within the six months grace
period it would abate. Section
7(4) excluded such cases from
those eligible for transfer upon
the directions of the Chief
Justice.
(2) The tribunal having
adjourned the case for hearing
on 22 December 1992 it could not
be said that the case had been
partly heard. Once hearing was
yet to be commenced it could not
be said by any stretch of
imagination that a matter was
part heard. Awoonor Renner
v Thensu (1930) 1
WACA 77, In re Clagette’s
Estate; Fordham v Clagett
(1882) 20 Ch D 637, CFAO
v Zacca [1972] 1 GLR
366, CA, Osei v
Republic [1968] GLR 704, CA
cited.
Per
Amua-Sekyi JSC.
A case is part heard when a
hearing on the merits has begun,
that is, when the court or judge
has started to enquire into the
substance of the cause or matter
brought before him. In criminal
matters, such steps as taking
the plea of an accused person,
listening to, and recording the
facts alleged against him and
which the prosecution intend to
prove at the trial do not
constitute a hearing of the
complaint. The hearing begins
and the case becomes partly
heard only when the prosecution
begins to adduce evidence to
prove the charge. Before then
the case can be transferred to
another court or judge for
hearing; but once the hearing
starts this can only be done if
the trial is aborted and a fresh
hearing ordered.
Per
Kpegah
JSC.
I do not think the sentiments
expressed by the accused persons
can be said to be plea in bar to
jurisdiction so as to make an
entry of a plea of not guilty
for the accused persons a
nullity. An objection to
jurisdiction, when raised is
either in relation to
territorial limitation affecting
the tribunal or lack of
jurisdiction over the subject
matter of dispute or charge (in
criminal cases), or lack of
jurisdiction over the parties,
or non-existence of a condition
precedent to the assumption of
jurisdiction. The recognition or
non-recognition of a court by an
individual cannot be a plea in
bar to jurisdiction. The
sentiments expressed by the
accused persons could be said to
be a challenge to the sovereign
authority and can properly be
described as a refusal to plead
out of malice as provided under
section 171 (4) of the Criminal
Procedure Code 1960 (Act 30).
Cases referred to:
Akainyah v
Republic
[1968] GLR 548, CA.
CFAO v Zacca
[1972] 1 GLR 366, CA.
Fordham v
Clagett, re Clagette’s
Estate; (1882) 20 Ch D 637.
Kwakye v The State
[1965] GLR 647, SC.
Osei v Republic
[1968] GLR 704.
Re Green
(1881) 51 LJ QB 44; sub nom
Green v Penzance (Lord) 6
App Cas 657, 45 LT 353, 46 JP
115, 30 WR 218, HL.
Renner v Thensu
(1930) 1 WACA 77.
Republic v
Akainyah
[1968] GLR
330.
Republic v Asafu-Adjaye
(No 2) [1968] GLR 567, CA.
CASE STATED by the National
Public Tribunal to the Supreme
Court.
T D Brodie-Mends,
with him, Ben Annan, Afram
Asiedu for the respondents.
Ahlijah, Assistant Special
Public Prosecutor,
for the applicant.
FRANCOIS JSC.
The National Public Tribunal
invokes the jurisdiction of this
court by way of case stated
under the Supreme Court Rules
(CI 13) to seek answers to
questions of a constitutional
nature arising from a case
before it.
It must be
pointed out that the enabling
authority is article 130 of the
constitution. CI 13 is merely
the machinery of resort for a
reference under the said
article.
Article 130
is as follows:
“130(1) Subject to the
jurisdiction of the High Court
in the enforcement of the
Fundamental Human Rights and
Freedoms as provided in article
33 of this Constitution, the
Supreme Court shall have
exclusive original jurisdiction
in -
(a) all matters relating to the
enforcement or interpretation of
this Constitution; and
(b) all matters arising as to
whether an enactment was made in
excess of the powers conferred
on Parliament or any other
authority or person by law or
under this Constitution.
130(2) Where an issue that
relates to a matter or question
referred to in clause (1) of
this article arises in any
proceedings in
a court other than the Supreme
Court, that court shall stay the
proceedings and refer the
question of law involved to the
Supreme Court for determination;
and the court in which the
question arose shall dispose of
the case in accordance with the
decision of the Supreme Court.”
The proceedings disclosed that
the tribunal was fully aware of
the enabling force of article
130, invoking the adjectival
rather than the substantive law,
consequently is a mere slip.
The questions
posed involve the interpretation
of the words “partly heard” and
“pending”, as appearing in
section 7 subsections (1), (3)
and (4) of the First Schedule
i.e. the Transitional Provisions
of the 1992 Constitution. The
tribunal also seeks an
all-embracing pronouncement of
the ambit and intendment of
section 7 sub-sections (1), (2)
and (4) of the said Transitional
Provisions.
The case from which the
application derives, relates to
charges which were brought
against Professor Adu Boahen and
Mr Kwesi Pratt, the respondents
herein, at the National Public
Tribunal, under section 25 (a)
of PNDCL 78.
Briefly, the
facts alleged against the two
respondents are that they
disobeyed a summons to testify
as witnesses at a criminal
trial. When charged for
disobeying the summons, the
respondents refused to plead to
the charges and pleas of “Not
guilty” were entered by the
tribunal on their behalf.
The
jurisdiction of the tribunal has
been challenged. The stated case
consequently seeks a resolution
of the tribunal's powers, based
on the interpretation of the
sections and sub-sections of the
Transitional Provisions
aforementioned.
For an
appreciation of the issues,
section 7 of the Transitional
Provisions and its sub-sections
(where relevant) are reproduced
below.
“7(1) All
cases partly heard before any of
the following Public Tribunals
immediately before the coming
into force of this Constitution,
may be continued and
completed before that public
tribunal—
(a) the National Public
Tribunal;
(b) Regional Public Tribunals;
(c) District Public Tribunals;
and
(d) Community Public Tribunals.
7(3) The
National Public Tribunal shall
cease to exist upon completion
of the partly heard cases
referred to in subsection (1) of
this section, or within six
months after the coming into
force of this Constitution,
whichever is earlier.
7(4) All
cases other than those referred
to in subsection (1) of this
section pending before the
National Public Tribunal
immediately before the coming
into force of this Constitution,
shall be transferred to such
court or tribunal as the Chief
Justice may direct.”
Since the
coming into force of the
constitution on 7 January 1993,
the jurisdictional power of
public tribunals has been
seriously curtailed. Section 7
of the Transitional Provisions
clearly shows that the National
Public Tribunal is being allowed
slowly to bleed to death with
its ultimate demise to be
pronounced 6 months from 7
January 1993, at the latest.
The vehicle for this translation
appears in section 7(1), (3) and
(4) of the Transitional
Provisions.
At the
commencement of the constitution
i.e. on 7 January 1993, the
National Public Tribunal could
not commence or entertain any
new case. All partly heard cases
were to be completed not later
than 6 months from 7 January
1993, thereafter its
jurisdiction would lapse, and it
would cease to exist.
Cases that
were pending before this
tribunal immediately before 7
January 1993 should be
transferred to an appropriate
court on the directions of the
Chief Justice. By force of
reasoning, if there were no
cases before the National Public
Tribunal, which were partly
heard before 7 January 1993, the
tribunal would be entirely
divested of jurisdiction
forthwith. Cases would earn the
distinction of being partly
heard if they were commenced
before the coming into force of
the constitution.
Pending matters which were saved
were those pending immediately
before 7 January 1993. But here
there was a catch because
section 7 (4) excludes all cases
referred to in sub-section (1)
from the definition of pending.
As a result if a case had been
partly heard before the tribunal
and had not been concluded
within the 6 months grace period
it would seem to abate for no
special provision had been made
to save it. Moreover section
7(4) would then exclude such
cases from those eligible for
transfers to courts upon the
Chief Justice's directions.
Turning to the definition of
“partly heard” and “pending”, it
must be observed that “partly
heard” creates no great problem
in interpretation. Hearing
generally connotes a decisive
step taken in the process of a
trial and its adjudication, like
taking evidence, which would
disqualify and render improper a
new tribunal’s continuation of
the matter without authority to
commence de novo.
This court is
spared the task of discussing
the definition of “hearing”
further by the tribunal's own
ruling after rejecting the
challenge to its jurisdiction,
that “under the circumstances
hearing is to commence”.
Obviously
when hearing is yet to be
commenced it cannot be said by
any stretch of the imagination
that the matter has been partly
heard.
The term “pending” can boast of
compendious glossary.
Restricting ourselves to a few
authorities, we note that in
Awoonor Renner v Thensu
(1930) 1 WACA 77, the justices
of the West African Court of
Appeal endorsed Jessel MR's
definition in Re Clagette’s
Estate; Fordham v Clagett
(1882) 20 Ch D 637 that:
“A cause is said to be pending
in a Court of Justice when any
proceedings can be taken in it.
That is the test. If you can
take any proceeding it is
pending. “Pending” does not mean
that it has not been tried. It
may have been tried years ago.
In fact in the days of the old
Court of Chancery, we were
familiar with cases which had
been tried fifty or even one
hundred years before and which
were still pending. Sometimes,
no doubt, they require a process
which we call reviving, but
which the Scotch call waking up;
but nevertheless they were
pending suits…”
This interpretation was adopted
by the Court of Appeal in
CFAO v Zacca [1972] 1 GLR
366. And it should suffice.
There is no need here for a
further refinement of
definitions to distinguish
between “pending” before a judge
and “pending” before a court as
was illustrated in Osei v
Republic [1968] GLR 704 at
p 712. In the Osei case,
supra, the Court of
Appeal, while refusing to define
the word “pending” in vacuo
nevertheless postulated a
definition of the expressions
“pending” before a judge or
”seised” of him which, in the
context or the intendment of
section 7 of the Transitional
Provisions to the constitution,
is too wide. It is clear that
the framers of the constitution
were not indulging in the mere
felicity of language in the use
of the words “partly heard” and
“pending”, but that those words
should have real meaning and be
interpreted as such.
From the
discussion of the legal position
stated above the following
answers must be given to the
questions submitted.
1. The matter before the
tribunal was not partly heard to
clothe the tribunal with even
the limited jurisdiction to
allow it to continue hearing to
a conclusion within the 6
months' time frame.
2. Cases filed with the registry
of the tribunal before 7 January
1993 and awaiting their turn for
hearing, would be pending for
determination. The tribunal was
seised of this matter on 22
December 1992. The matter
accordingly qualifies for
transfer to an appropriate forum
upon the directions of the Chief
Justice being duly sought.
3. Since a request was made for
section 7 of the Transitional
Provisions to be construed in
its entirety, we cannot end
without adding an important
rider.
Normally a
partly heard case would qualify
as a matter pending before the
tribunal hearing it. But by the
force of section 7 (4) of the
Transitional Provisions, a
partly heard case is excluded
from cases that could be
transferred under the rubric of
pending matters.
The rationale
is quite clear. As no new cases
could be commenced after 7
January 1993, the framers of the
constitution must have regarded
a time span of 6 months
sufficient enough to conclude or
dispose of any matter began
before 7 January 1993.
The intention
to take away completely the
jurisdiction of the National
Public Tribunal, contained in
section 7 (3), imposed a need to
exert some pressure on the
tribunal to wrap up all its work
within 6 months. Thereafter
matters could be commenced
afresh before a different forum
wherever the appropriate
machinery was invoked.
In such an
event no directions from the
Chief Justice in terms of
section 7 (4) would be needed.
AMUA-SEKYI JSC.
Although I am in broad agreement
with the opinion just read, I
find it expedient that I set
forth my own views in a few
words.
The question on which the
opinion of the court is sought
is whether case No NT/297/92
entitled: The People v 1
Albert Adu-Boahen 2 Kwesi Pratt
Jnr, now pending before the
National Public Tribunal was
partly heard by it before the
constitution came into force,
that is, before 7 January 1993.
If it was, then the tribunal is
competent to hear it to a
conclusion, provided of course,
it can do so before 7 July 1993.
If it was not partly heard, then
section 7(4) requires that it be
transferred to such court or
tribunal as the Chief Justice
may direct.
A case is
partly heard when a hearing on
the merits had begun, that is,
when the court or judge, has
started to enquire into the
substance of the cause or matter
brought before him. In criminal
matters, such steps as taking
the plea of an accused person,
listening to, and recording, the
facts alleged against him and
which the prosecution intend to
prove at the trial, do not
constitute a hearing of the
complaint. The hearing begins,
and the case becomes partly
heard, only when the prosecution
begins to adduce evidence to
prove the charge. Before then,
the case can be transferred to
another court or judge for
hearing; but once the hearing
starts, this can only be done if
the trial is aborted and a fresh
hearing ordered.
According to
the proceedings submitted to us,
all that had happened in case No
NT2/97/92 as at 7 January 1993
was that on 22 December 1992 the
accused persons appeared before
the tribunal charged with
disobedience of summons. They
refused to plead to the charge,
and a plea of not guilty was
entered on their behalf. The
prosecution made a statement
setting out the facts they
intended to prove, and the
accused persons stated they
could not expect a fair trial
before the tribunal. The case
was adjourned, in the words of
the tribunal, to the next day,
for “definite hearing”.
The next day,
instead of taking evidence, the
tribunal called on the
prosecution to answer the
submission that the accused
persons would not have a fair
trial. The prosecution did so,
and the case was adjourned to 5
January 1993 for a ruling on
this preliminary point. As it
happened, the ruling was not
given on 5 January, but on 12
January, that is five days after
the constitution had come into
force. I am satisfied that as no
evidence of any kind had been
adduced before 7 January 1993,
to prove the charge of
disobedience
of summons,
the case was not partly heard as
at that date and, therefore, it
cannot be lawfully “continued
and completed” before the
National Public Tribunal. The
matter falls to be dealt with
under section 7(4) of the
Transitional Provisions.
AIKINS JSC.
I am in agreement with the
reasoning and conclusion of the
judgment just read by my brother
Francois JSC as well as the
answers given to the questions
submitted. I have nothing to
add.
WIREDU JSC
per Aikins
JSC.
My brother Edward Wiredu JSC who
for one or two reasons is unable
to be with us, has authorised me
to say that he concurs with the
judgment of my brother Francois
JSC.
HAYFRON-BENJAMIN JSC.
I have had the benefit of
reading the lucid opinion of my
learned and respected brother
Francois JSC and the instructive
contribution of my learned and
respected brother Kpegah JSC
before-hand and I also agree
that the matter concerned in
this application, namely The
People v Albert Adu-Boahen and
Kwesi Pratt Jnr, is pending
before the National Public
Tribunal and is accordingly
covered by section 7 (4) of the
1st Schedule to the
constitution, otherwise
denominated the Transitional
Provisions.
AMPIAH JSC.
I have had the privilege of
reading the opinion of my senior
brother Justice Francois. I
agree with him; I have nothing
useful to add to that opinion.
KPEGAH JSC.
Before completing my ruling, I
had the benefit to read the
ruling just delivered by my
noble brother Francois JSC, and
I agree with everything he said.
I will therefore describe my
ruling as an appendix to his.
For while my brother Francois
holds the view that we have been
spared the task of discussing
the definition of “hearing”
because of the tribunal's own
admission that it was yet to
commence hearing, I have found
it necessary to discuss it. But,
before then I will give the
brief antecedents of the case.
On 9 December
1992, witness summons were
issued out of the registry of
the National Public Tribunal and
served on Professor Adu-Boahen
and Kwesi Pratt Jnr, commanding
them to appear before the said
tribunal and testify in a case
then pending before it.
The 1st
accused, Professor Adu-Boahen,
was served with the witness
summons on 11 December 1992,
while the 2nd accused, Mr Kwesi
Pratt, was served on 14 December
1992.
The 1st accused wrote to inform
the tribunal of his
unpreparedness to obey the
summons and appear before it.
The 2nd accused also refused to
respond to the summons served on
him. Both accused persons were
therefore charged with the
offence of disobedience of
summons contrary to section
25(a) of the Public Tribunals
Law 1984 (PNDCL 78). They both
refused to plead to the charges
preferred against them. The
tribunal, suo motu,
entered a plea of ‘Not guilty’
for both accused.
When the case came up for
hearing on 23 December 1992, the
accused persons raised objection
to the panel on what can be said
to be grounds of bias.
On 12 January 1993, when the
1992 Constitution had come into
force, the tribunal overruled
the objection and decided to
proceed with the trial. It was
at this stage that Mr
Brodie-Mends, acting as an
amicus curia, raised a plea
in bar to jurisdiction on behalf
of the accused persons. He
contended that the case was not
“partly heard” before the
tribunal within the meaning of
section 7(1) of the Transitional
Provisions of the 1992
Constitution. Therefore, the
matter could not be heard by the
tribunal and that it has to be
re-assigned to another tribunal
or court by the Chief Justice as
provided under section 7(2) of
the said Transitional
Provisions.
Mr Ahlijah,
the Assistant Special Prosecutor
on the other hand contended that
since the plea of the accused
persons had been taken, and the
facts presented by the
prosecution, the case could be
said to be “partly heard” and
fall within the purview of
section 7(1) of the Transitional
Provisions to enable the
tribunal continue with the
hearing.
The tribunal
held the view that the matter
involves the interpretation of
section 7(1), (3) and (4) of the
Transitional Provision of the
constitution and therefore
stated a case to this court for
the interpretation of those
provisions and direction.
The
provisions we are called upon to
interpret are as follows:
“7(1) All cases partly heard
before any of the following
Public Tribunals immediately
before the coming into force of
this Constitution, may be
continued and completed before
that public tribunal—
(a) The National Public
Tribunal;
(b) Regional Public Tribunals;
(c) District Public Tribunals;
and
(d) Community Public Tribunals.
(3) The National Public Tribunal
shall cease to exist upon
completion of the partly heard
cases referred to in sub-section
(1) of this section, or within
six months after the coming into
force of this Constitution,
whichever is earlier.
(4) All cases other than those
referred to in sub-section (1)
of this section pending before
the National Public Tribunal
immediately before the coming
into force of this Constitution,
shall be transferred to such
court or tribunal as the Chief
Justice may direct.”
Limited to the facts of this
case, the real bone of
contention is the meaning or
scope of the words “cases partly
heard”. Before I proceed any
further I would like, speaking
for myself, to express an
opinion which may appear
contrary to an earlier one
seemingly expressed by the court
in the course of argument. This
relates to the legal status of
the plea of “Not guilty” entered
for the accused persons by the
tribunal.
The burden of
Mr Ahlijah's submission before
us, just as before the tribunal,
was that the plea of the accused
persons having been
taken and
the facts of the case presented
by the prosecution, the case
could properly be described as
partly heard or part heard.
Asked, where an accused disputed
the jurisdiction of a court to
try him and refused to plead to
the charges, it would be proper
for the court to enter a plea of
“Not guilty” and if such a step
was taken, whether such plea
would be valid, learned counsel
properly conceded the point.
Jurisdiction being so
fundamental, where it is
challenged, that issue must be
resolved first.
If this case
could be said to be one such
case, then, of course, Mr
Ahlijah’s argument would simply
bubble out, since if the
proceedings were void then
nothing could be said to have
taken place and one could hardly
claim that the case is partly
heard. I say so for, where the
jurisdiction of a tribunal is
challenged it has jurisdiction
to determine that issue only,
not to embark on the main
enquiry it was called upon to
make before its jurisdiction is
called into question. In my
humble view, the matter is not
so simple in this case. When the
accused were called upon to
plead to the charges against
them, each refused to plead and
gave reasons for so doing. The
1st accused, Professor Adu
Boahen, had this to say:
“I was summoned by this same
court to give evidence which I
refused. Now I have been brought
to face this same tribunal as an
accused. I am refusing to plead
to this charge because I do not
accept the authority of the
tribunal, because it is an
instrument that is used to
oppress the opponents of the
PNDC Government. For these
reasons I will not plead.”
The 2nd accused, Kwesi Pratt
said:
“I am unable to plead for a
number of reasons. First, the
facts in the particulars are not
true. The state is not
interested in punishing
offenders. PNDC members have
committed murders but they have
not been prosecuted. Even Ato
Austin has embezzled millions of
cedis and he has not been
prosecuted.”
It was
following these statements that
the tribunal proceeded to enter
a plea of “Not guilty” for the
accused persons.
For the
orderly governance of society,
it is generally agreed and
accepted that every sovereign
authority must, as a matter of
necessity, have the power to
adjudicate on disputes between
its subjects or between itself
and subjects. These disputes may
relate to life, liberty and
property. This power is the
judicial power of the state, and
it is often vested in some
tribunal or court with the
jurisdiction to give
authoritative and binding
decisions, whether subject to
appeal or not. The judicial
power we are referring to does
not only entail the power to
give binding and authoritative
decisions with the power to
enforce same, but also includes
the power to enforce the
attendance of witnesses.
I do not
think the sentiments expressed
by the accused persons as quoted
above can be said to be plea in
bar to jurisdiction so as to
make an entry of a plea of “Not
guilty” for the accused persons
a nullity.
An objection
to jurisdiction, when raised, is
either in relation to
territorial limitations
affecting the tribunal or lack
of jurisdiction over the subject
matter of dispute or charge (in
criminal cases), or lack of
jurisdiction over the parties,
or non-existence of a condition
precedent to the assumption of
jurisdiction. The recognition or
non-recognition of a court by an
individual cannot be a plea in
bar to jurisdiction. The
sentiments expressed by the
accused persons could be said to
be a challenge to the sovereign
authority and can properly be
described as a refusal to plead
out of malice as provided under
section 171 (4) of the Criminal
Procedure Code 1960 (Act 30).
The National Public Tribunal was
perfectly within limits in my
view and cannot be faulted when
it entered a plea of not guilty
for the accused persons.
The next
point is whether the taking of a
plea, coupled with the
presentation of the facts of a
case by the prosecution, make a
criminal trial a “partly heard”
case before the court, or
constitutes “hearing” of a case
in law.
A plea of
“Not guilty” is a general denial
of the charge by an accused,
which makes it imperative that
the prosecution proves its case
against an accused person. Since
no admissions are made or may be
made, unlike civil cases, the
prosecution, when a plea of “Not
guilt” is voluntarily entered by
an accused or is entered for him
by the trial court, assumes the
burden to prove, by admissible
and credible evidence, every
ingredient of the offence beyond
reasonable doubt.
It seems to
me hardly tenable to say that
where no step is taken in a
criminal case towards the
discharge of this primary
burden, such case can be said to
be partly heard or part-heard by
the mere taking of the plea of
an accused. I am assuming, for
the moment, that the court is
operating under its ordinary
procedure.
But when one
considers the words “partly
heard” or, “part-heard” case in
their wider context, the view of
Mr Ahlijah that there can be a
“hearing” without evidence being
actually led is not wholly
without justification.
In the case of Kwakye v The
State [1965] GLR 647, the
issue concerned committal
proceedings in the district
court. The Supreme Court gave
consideration to the words
“there shall be a preliminary
hearing of the case by the
court” appearing in section 181
of the Criminal Procedure Code
1960 (Act 30) and the words “if
the court is of opinion that
there is…” appearing in section
184(4) and (5) of the said Code.
It was
contended on behalf of the
appellants that their committal
by the district court for trial
at the High Court was a nullity
as no evidence was taken before
the district court upon which
the said court could in law form
the opinion that there was a
case for the appellants to
answer before committing them.
The legal argument advanced was
that where a statute states that
a court should hear a case and
make a decision on it, this
imposes a duty to hear evidence,
and bestows on the party likely
to be affected by the said
decision the right to listen to
the evidence and cross-examine
thereon. It was further
submitted that it is
inconceivable to say that a
decision can in law be made by a
judge without evidence.
The Supreme
Court per Ollennu JSC, dismissed
this contention in the following
words:
“…the submission that where an
enactment confers jurisdiction
on a court to hear and determine
a cause or matter, i.e. to
adjudicate upon a cause or
matter it in all cases ipso
facto imposes a duty upon
the court to take evidence on
oath and also implies a right in
the parties to the cause or
matter that the determination
should not be made except upon
evidence on oath is not the law
of the land.”
And in the
case of Akainyah v Republic
[1968] GLR 548, Sir Dingle Foot,
QC also advanced a similar
argument that a judge cannot
legally “hear” a case without
physically seeing and listening
to the witnesses. Apaloo JA
rejected the argument in these
words:
“In our opinion, a case can be
legally “heard” by a judge
without his physically seeing or
listening to witnesses.”
Both dicta taken out of
context or in isolation may
appear to lend some support to
the views of Mr Ahlijah. But in
the very next sentence in the
Kwakye case, Ollennu JSC
states the law thus:
“… the principle of law is that
where an enactment confers
jurisdiction on a court, the
court in hearing and determining
that cause or matter, must
follow the procedure laid down
by the enactment conferring that
cause or matter, unless it
is otherwise expressly
provided.” (Emphasis mine.)
For this
proposition, Ollennu JSC relied
on the House of Lords case of
Re Green (1881) 51 LJ QB 44
where Lord Blackburn said:
“Unless there is something which
by natural intendment, or
otherwise, would cut down the
meaning, I apprehend there can
be no doubt that the
legislature, when they direct a
particular case to be heard in a
particular Court, mean that it
should be heard and finally
disposed of there. And further,
when they say that it is to be
heard - (meaning heard and
finally disposed of) - in a
particular Court, they mean,
unless there is something in the
context which either by natural
interpretation or by necessary
implication would cut it down,
that in all matters which are
not provided for that the Court
is to follow its ordinary
procedure.”
It seems to
me that in ascertaining whether
a case is “part-heard” or
“partly heard”, or what
“hearing” means, one must
consider a number of factors.
The first of these would seem to
be the forum and the cause or
matter which falls for
determination or hearing by the
tribunal.
The second factor is the
procedure prescribed in the said
forum for the determination, on
the merits, of the cause or
matter which calls for
adjudication. This second factor
is particularly important
because the circumstances under
which any adjudicating body
could assume jurisdiction in any
matter and determine same are
regulated by rules of procedure
established by statute. This is
what Lord Blackburn referred to
in Re Green supra
as the “ordinary procedure” of
the tribunal or court.
The case of Kwakye v The
State, supra is a
classic example of how the
hearing of a matter can be
dependent on the procedure in
the particular forum. It was
held there could be hearing of a
matter without necessarily
hearing evidence in committal
proceedings.
In some cases
the enactment under which the
matter is brought itself
indicates the procedure by which
the matter can be brought before
it and the mode of trial of the
issues for determination between
the parties. In civil cases the
procedure is regulated by the
rules of court, and in criminal
trials, either by virtue of the
provisions of the enactment
under which the charges are
laid, or in accordance with the
provisions of the Criminal
Procedure Code 1960 (Act 30).
The case of
Republic v Akainyah
[1968] GLR 330 offers a good
example of the procedure for
trial or hearing of a case being
prescribed by the enactment
under which the charge is
brought. The proceedings were
brought under the Corrupt
Practices (Prevention) Act 1964
(Act 230). The accused were
persons against whom adverse
findings had been made by the
commission appointed under the
Act. By the provisions of
sections 5 and 6 of the Act,
where a prosecution is initiated
under Act 230, the accused
should not be asked to plead to
the charge nor should the
prosecution lead any evidence
except where the accused alleged
that the findings of the
commission could not be
supported by the evidence
adduced before it. The adverse
finding constituted a prima
facie case and raised a
presumption of guilt against the
accused who ought to be
convicted and sentenced unless
he showed cause in the manner
prescribed by the Corrupt
Practices (Prevention)
(Procedure) Regulations 1967 (LI
571) made under Act 230.
The case
first came before the High Court
on 2 February 1968 before Edusei
J who granted bail. After a
number of adjournments, it came
before Azu Crabbe JA, sitting as
an additional High Court judge.
This was on 7 March 1968. He
adjourned the case to 14 March
1968 for hearing. In view of the
procedure prescribed under the
Act under which the proceedings
were initiated, the only step
taken by Azu Crabbe JA for the
determination of the case was to
hear counsel and satisfy himself
that the provisions of the Act
had been complied with. A copy
of the report of the commission
was then tendered by the
accused. After argument by
counsel both accused were
convicted. On appeal, sub nom,
Akainyah v Republic
[1968] GLR 548, it was argued
that Azu Crabbe JA could not
hear the case without a formal
order of transfer by the Chief
Justice, as Edusei J was already
seised of the matter. The
argument was rejected and it was
held that Edusei J could not be
said to have been seised of the
case. This is what the court had
to say:
“At no time
was objection taken to Azu
Crabbe, JA hearing this case and
it is difficult to conceive what
valid objection could have been
taken especially as no
hearing was began by Edusei J.”
(Emphasis mine).
Holding 1 in the case
Republic v Asafu-Adjaye (No
2) [1968] GLR 567, states that
the jurisdiction of a High Court
judge or a circuit judge before
whom a person was brought under
Act 230 to show cause why he
should not be sentenced was
analogous to that of an
appellate tribunal called upon
in an appeal against conviction
to review the facts upon which
the conviction is based. This
was so because, like a convict
appellant, a person brought
before a court under Act 230 was
immediately faced with concluded
facts against him, and to
succeed in his defence he must
satisfy the court that those
findings of fact could not,
either as a matter of law or
fact, be sustained.
Apart from granting bail in the
Akainyah case, which is a
normal exercise of criminal
jurisdiction, Edusei J never,
within the parameters of the
procedure prescribed by Act 230
under which the proceedings were
initiated, took any decisive
judicial step towards the
determination or hearing of the
matters left in controversy the
accused persons showing cause
why they should not be
sentenced. He was therefore held
not to have been seised of the
case at any point to necessitate
a formal order of transfer being
made. This is also another
instance where the procedure,
determined what amounts to
hearing of a case.
This should bring me to the
third, and possibly the last,
factor which should help decide
when hearing can be said to have
taken place in a cause or matter
or in a case. This factor, in my
view, is the taking of some
judicial step, within the
confines of the prescribed
procedure for determining such
matters, by the tribunal
concerned towards the
adjudication and determination
of the cause or matter on the
merits.
I have
therefore always held the view
that when lawyers talk of a
cause or matter or a case being
“part-heard” or “partly heard”,
they are referring to a
situation where the adjudicating
tribunal has taken a decisive
judicial step, within the
confines of its procedure for
the determination on the merits
of the issue or issues joined
between the parties, but has,
for some reason, not been able
to complete the process to
finally decide the matter.
Within this definition it may be
possible for us to talk of an
interlocutory matter as being
part-heard, even though the
substantive case has not
commenced. For example, taking
argument from an applicant only
in an application for interim
injunction and adjourning the
proceedings. Such an application
is partly heard. The substantive
case cannot be so described
unless the proper procedure has
been initiated for its
determination on the merits.
The law under
which criminal proceedings were
initiated against the accused
persons in this case, Public
Tribunals Law 1984 (PNDCL 78),
does not prescribe any special
procedure for the determination
of such matters or for the
hearing of the case. The matter,
therefore, has to be resolved
within the purview of what Lord
Blackburn called the “ordinary
procedure” of the court.
Our system of
criminal justice is adversarial.
And, as I have already stated,
where an accused pleads “Not
guilty” or a plea of “Not
guilty” has to be entered for
him by the court, the
prosecution assumes the onus to
prove his guilt beyond all
reasonable or nagging doubts.
This is the ordinary procedure
in our administration of
criminal justice. No special
procedure has been prescribed by
PNDCL 78 for the hearing of
offences under it. We therefore
use the ordinary procedure.
In the case of The People v
Albert Adu-Boahen and Kwesi
Pratt Jnr no judicial
process or step, within the
procedure of the tribunals, was
ever initiated towards the
determination of the guilt or
otherwise of the accused
persons. No hearing was
commenced within the procedure
ordinarily followed by the
National Public Tribunal.
This is the way I have come to
look at the principal question
of law involved and it is
difficult for me to say
otherwise than that the case is
not a partly heard case within
the intendment of section 7(1)
and (3) of the Transitional
Provisions of the constitution.
As was stated by my noble and
learned brother Francois JSC in
the opinion just read,
“When hearing is yet to be
commenced, it cannot be said by
any stretch of the imagination
that the matter has been partly
heard.”
The case not
having been partly heard
immediately before the coming
into force of the constitution,
it cannot be brought under
section 7(1). That is to say,
the tribunal cannot assume
jurisdiction over it in a
so-called continuation and
completion exercise.
As to whether
the case can be said to be
“pending” to enable it being
brought under the purview of
section 7(4), I agree with the
views expressed and the
conclusion reached on this issue
by my brother Francois JSC.
The inescapable conclusion is
that the matter falls under
section 7(4); the case is
pending within the meaning of
section 7(4) of the Transitional
Provisions and a direction of
the Chief Justice is needed.
Case stated answered
accordingly.
S Kwami Tetteh, Legal
Practitioner. |